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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYG icon
1626
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$6.4M 0.01%
143,140
+19,444
+16% +$832K
DSI icon
1627
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$6.39M 0.01%
185,016
+59,492
+47% +$1.97M
VGSH icon
1628
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$6.38M 0.01%
104,877
+15,944
+18% +$971K
AIZ icon
1629
Assurant
AIZ
$13.7B
$6.38M 0.01%
96,163
+47,546
+98% +$2.91M
MLCO icon
1630
PUT
Melco Resorts & Entertainment
MLCO
$2.1B
$6.38M 0.01%
162,700
+159,400
+4,830% +$5.63M
VIV icon
1631
Telefônica Brasil
VIV
$22.4B
$6.37M 0.01%
331,593
+213,170
+180% +$4.33M
CBSH icon
1632
Commerce Bancshares
CBSH
$8.5B
$6.37M 0.01%
254,652
+40,488
+19% +$992K
HMC icon
1633
Honda
HMC
$36.5B
$6.36M 0.01%
153,675
-13,609
-8% -$551K
WLY icon
1634
John Wiley & Sons Class A
WLY
$2.52B
$6.33M 0.01%
114,716
+36,382
+46% +$1.84M
SPHB icon
1635
Invesco S&P 500 High Beta ETF
SPHB
$964M
$6.32M 0.01%
206,413
-200,509
-49% -$5.77M
CMO
1636
DELISTED
Capstead Mortgage Corp.
CMO
$6.31M 0.01%
522,605
+111,606
+27% +$1.33M
FPX icon
1637
First Trust US Equity Opportunities ETF
FPX
$1.51B
$6.31M 0.01%
139,060
+63,696
+85% +$2.73M
ARR
1638
Armour Residential REIT
ARR
$2.02B
$6.31M 0.01%
39,337
+3,374
+9% +$544K
AL
1639
DELISTED
Air Lease Corp
AL
$6.31M 0.01%
202,875
+128,035
+171% +$3.91M
SLX icon
1640
VanEck Steel ETF
SLX
$166M
$6.29M 0.01%
126,583
+79,732
+170% +$3.82M
VECO icon
1641
Veeco
VECO
$3.15B
$6.29M 0.01%
191,259
-48,168
-20% -$1.56M
CTXS
1642
CALL
DELISTED
Citrix Systems Inc
CTXS
$6.29M 0.01%
124,952
+85,897
+220% +$4.09M
CPRI icon
1643
CALL
Capri Holdings
CPRI
$1.77B
$6.29M 0.01%
77,500
-8,300
-10% -$655K
NBB icon
1644
Nuveen Taxable Municipal Income Fund
NBB
$447M
$6.29M 0.01%
341,016
+30,071
+10% +$546K
ROYT
1645
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$6.26M 0.01%
493,929
-87,317
-15% -$1.25M
PAGP icon
1646
Plains GP Holdings
PAGP
$5.23B
$6.26M 0.01%
+87,842
New +$5.5M
ARDC
1647
Are Dynamic Credit Allocation Fund
ARDC
$297M
$6.25M 0.01%
347,328
+123,669
+55% +$2.23M
AAXJ icon
1648
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$6.24M 0.01%
103,507
-34,073
-25% -$2.04M
TTWO icon
1649
CALL
Take-Two Interactive
TTWO
$43B
$6.24M 0.01%
359,200
+38,500
+12% +$666K
COST icon
1650
PUT
Costco
COST
$415B
$6.24M 0.01%
52,400
+4,300
+9% +$514K
64 65
66
67 68

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.