UBS’s iShares MSCI KLD 400 Social ETF DSI Stock Holding History

UBS’s Portfolio DSI Stock Details DSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$8.77M	Buy	239,034 +8,984	+4%	+$332K	0.01%	1555
2014 Q2	$8.41M	Buy	230,050 +6,046	+3%	+$215K	0.01%	1508
2014 Q1	$7.87M	Buy	224,004 +38,988	+21%	+$1.34M	0.01%	1448
2013 Q4	$6.39M	Buy	185,016 +59,492	+47%	+$1.97M	0.01%	1637
2013 Q3	$3.95M	Buy	125,524 +8,918	+8%	+$280K	﹤0.01%	1926
2013 Q2	$3.52M	Buy	+116,606	New	+$3.5M	﹤0.01%	1952

Other funds holding DSI

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 13.68% 1-Year Est. Return

Bahl & Gaynor Cincinnati, Ohio $19.8B AUM 19.53% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Paracle Advisors Mercer Island, Washington $551M AUM 50.34% 1-Year Est. Return

Gibson Capital Wexford, Pennsylvania $537M AUM 14.43% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

UBS's DSI Position: Q3 2014 in Review

UBS increased its iShares MSCI KLD 400 Social ETF (DSI) stake by 3.9% in Q3 2014, buying an estimated $332K and bringing the position to 239,034 shares worth $8.77M. The position accounts for 0.01% of the portfolio, ranked #1555.

UBS first reported a position in DSI in Q2 2013 and has held it in 6 quarters since. 79 funds tracked by Wall St. Rank hold DSI as of Q3 2014.

UBS held 239,034 shares of iShares MSCI KLD 400 Social ETF worth $8.77M as of Q3 2014.
UBS bought 8,984 iShares MSCI KLD 400 Social ETF shares in Q3 2014, an estimated $332K.
iShares MSCI KLD 400 Social ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1555 holding.
UBS first reported a position in iShares MSCI KLD 400 Social ETF in Q2 2013 and has held it in 6 quarters since.
79 funds tracked by Wall St. Rank held iShares MSCI KLD 400 Social ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.