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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRE
1376
DELISTED
LRR ENERGY LP
LRE
$8.53M 0.01%
496,909
+314,264
+172% +$5.41M
MTDR icon
1377
CALL
Matador Resources
MTDR
$6.31B
$8.49M 0.01%
346,500
+269,800
+352% +$5.8M
IFGL icon
1378
iShares International Developed Real Estate ETF
IFGL
$81.6M
$8.46M 0.01%
281,678
+66,266
+31% +$1.98M
WLL
1379
DELISTED
Whiting Petroleum Corporation
WLL
$8.46M 0.01%
407
+107
+36% +$2.03M
OAK
1380
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$8.46M 0.01%
145,437
+5,982
+4% +$351K
DTE icon
1381
DTE Energy
DTE
$31.1B
$8.45M 0.01%
133,645
+44,226
+49% +$2.61M
NBH
1382
Neuberger Municipal Fund Inc
NBH
$304M
$8.45M 0.01%
582,800
+62,706
+12% +$905K
MTB icon
1383
M&T Bank
MTB
$36.2B
$8.43M 0.01%
69,497
+13,668
+24% +$1.58M
EXPE icon
1384
PUT
Expedia Group
EXPE
$31.2B
$8.42M 0.01%
116,100
-406,500
-78% -$29.4M
PHM icon
1385
PUT
Pultegroup
PHM
$24.5B
$8.4M 0.01%
437,628
-732,729
-63% -$14.5M
DHI icon
1386
D.R. Horton
DHI
$41B
$8.39M 0.01%
387,696
+92,820
+31% +$2.1M
PFM icon
1387
Invesco Dividend Achievers ETF
PFM
$788M
$8.38M 0.01%
416,913
-15,727
-4% -$308K
RIO icon
1388
PUT
Rio Tinto
RIO
$148B
$8.38M 0.01%
150,000
+79,200
+112% +$4.32M
GIS icon
1389
CALL
General Mills
GIS
$19.2B
$8.36M 0.01%
161,300
+31,700
+24% +$1.57M
ILF icon
1390
iShares Latin America 40 ETF
ILF
$3.77B
$8.34M 0.01%
227,983
-79,191
-26% -$2.7M
RKT
1391
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$8.34M 0.01%
157,936
-29,426
-16% -$1.54M
FMO
1392
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$8.33M 0.01%
64,148
+9,479
+17% +$1.21M
GGN
1393
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$8.33M 0.01%
839,584
+359,299
+75% +$3.52M
CAT icon
1394
PUT
Caterpillar
CAT
$409B
$8.32M 0.01%
83,700
-512,900
-86% -$48.4M
HIG icon
1395
CALL
Hartford Financial Services
HIG
$38.5B
$8.3M 0.01%
235,300
+209,000
+795% +$7.27M
MD icon
1396
Pediatrix Medical
MD
$2.16B
$8.27M 0.01%
133,433
+49,688
+59% +$2.89M
CSWC icon
1397
Capital Southwest
CSWC
$1.46B
$8.27M 0.01%
648,772
+59,394
+10% +$754K
DD
1398
CALL
DELISTED
Du Pont De Nemours E I
DD
$8.27M 0.01%
129,730
-7,160
-5% -$438K
NMZ icon
1399
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$8.26M 0.01%
649,111
+44,062
+7% +$553K
KR icon
1400
Kroger
KR
$34.8B
$8.24M 0.01%
377,526
-169,608
-31% -$3.38M
54 55
56
57 58

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.