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UBS’s Caterpillar CAT Stock Holding History

UBS’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$28.7M Buy
290,100
+260,600
+883% +$27.6M 0.02% 742
2014
Q2 		$3.21M Sell
29,500
-54,200
-65% -$5.69M ﹤0.01% 2395
2014
Q1 		$8.32M Sell
83,700
-512,900
-86% -$48.4M 0.01% 1400
2013
Q4 		$54.2M Buy
596,600
+313,600
+111% +$26.8M 0.05% 366
2013
Q3 		$23.6M Buy
283,000
+22,200
+9% +$1.88M 0.02% 640
2013
Q2 		$21.5M Buy
+260,800
New +$22.2M 0.03% 618

Other funds holding CAT

State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

UBS's CAT Position: Q3 2014 in Review

UBS reduced its Caterpillar (CAT) stake by 8.8% in Q3 2014, selling an estimated $7.25M and leaving 707,925 shares worth $70.1M. The position accounts for 0.05% of the portfolio, ranked #363.

UBS first reported a position in CAT in Q2 2013 and has held it in 6 quarters since. The position peaked at $96.4M in Q2 2013. 1,144 funds tracked by Wall St. Rank hold CAT as of Q3 2014.

  • UBS held 707,925 shares of Caterpillar worth $70.1M as of Q3 2014.
  • UBS sold 68,429 Caterpillar shares in Q3 2014, an estimated $7.25M.
  • Caterpillar made up 0.05% of UBS's portfolio in Q3 2014, its #363 holding.
  • UBS first reported a position in Caterpillar in Q2 2013 and has held it in 6 quarters since.
  • UBS's Caterpillar position peaked at $96.4M in Q2 2013.
  • 1,144 funds tracked by Wall St. Rank held Caterpillar as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.