UBS’s Rio Tinto RIO Stock Holding History

UBS’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$29.9M	Buy	608,600 +549,700	+933%	+$30.4M	0.02%	727
2014 Q2	$3.2M	Sell	58,900 -91,100	-61%	-$4.94M	﹤0.01%	2400
2014 Q1	$8.38M	Buy	150,000 +79,200	+112%	+$4.32M	0.01%	1394
2013 Q4	$4M	Buy	70,800 +3,100	+5%	+$161K	﹤0.01%	2097
2013 Q3	$3.3M	Buy	67,700 +1,500	+2%	+$70K	﹤0.01%	2093
2013 Q2	$2.72M	Buy	+66,200	New	+$2.95M	﹤0.01%	2215

Other funds holding RIO

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

UBS's RIO Position: Q3 2014 in Review

UBS increased its Rio Tinto (RIO) stake by 23% in Q3 2014, buying an estimated $10.2M and bringing the position to 978,320 shares worth $48.1M. The position accounts for 0.04% of the portfolio, ranked #527.

UBS first reported a position in RIO in Q2 2013 and has held it in 6 quarters since. 308 funds tracked by Wall St. Rank hold RIO as of Q3 2014.

UBS held 978,320 shares of Rio Tinto worth $48.1M as of Q3 2014.
UBS bought 184,619 Rio Tinto shares in Q3 2014, an estimated $10.2M.
Rio Tinto made up 0.04% of UBS's portfolio in Q3 2014, its #527 holding.
UBS first reported a position in Rio Tinto in Q2 2013 and has held it in 6 quarters since.
308 funds tracked by Wall St. Rank held Rio Tinto as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.