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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNR
1026
DELISTED
Vanguard Natural Resources, LLC
VNR
$14.1M 0.01%
476,596
+7,849
+2% +$222K
HON icon
1027
PUT
Honeywell
HON
$77.1B
$14M 0.01%
170,162
+34,055
+25% +$2.66M
IP icon
1028
PUT
International Paper
IP
$22.3B
$14M 0.01%
304,852
+36,728
+14% +$1.57M
MGC icon
1029
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$14M 0.01%
220,927
+28,798
+15% +$1.74M
ACWI icon
1030
iShares MSCI ACWI ETF
ACWI
$32.6B
$13.9M 0.01%
241,663
+98,896
+69% +$5.53M
DD icon
1031
CALL
DuPont de Nemours
DD
$18.6B
$13.9M 0.01%
123,775
+33,209
+37% +$3.4M
DFE icon
1032
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
$13.9M 0.01%
240,161
+206,974
+624% +$11.1M
WFT
1033
CALL
DELISTED
Weatherford International plc
WFT
$13.9M 0.01%
896,900
+133,400
+17% +$2.12M
DAL icon
1034
CALL
Delta Air Lines
DAL
$55.9B
$13.9M 0.01%
505,700
+326,400
+182% +$8.77M
HRL icon
1035
Hormel Foods
HRL
$13.9B
$13.9M 0.01%
615,042
-31,292
-5% -$685K
MJN
1036
DELISTED
Mead Johnson Nutrition Company
MJN
$13.9M 0.01%
165,754
-24,967
-13% -$2.03M
BBDC icon
1037
Barings BDC
BBDC
$862M
$13.9M 0.01%
501,619
+57,345
+13% +$1.66M
INFY icon
1038
Infosys
INFY
$45B
$13.8M 0.01%
1,952,912
+1,162,760
+147% +$7.83M
UVXY icon
1039
PUT
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$249M
– –
0
– –
RWM icon
1040
ProShares Short Russell2000
RWM
$122M
$13.8M 0.01%
203,963
+43,237
+27% +$3.07M
IYY icon
1041
iShares Dow Jones US ETF
IYY
$2.92B
$13.8M 0.01%
294,896
+6,962
+2% +$312K
ESRX
1042
CALL
DELISTED
Express Scripts Holding Company
ESRX
$13.7M 0.01%
195,700
-218,400
-53% -$14.3M
SDLP
1043
DELISTED
SEADRILL PARTNERS LLC
SDLP
$13.7M 0.01%
44,249
+43,861
+11,304% +$14M
VC icon
1044
Visteon
VC
$2.77B
$13.7M 0.01%
167,093
+1,400
+0.8% +$108K
PDI icon
1045
PIMCO Dynamic Income Fund
PDI
$7.4B
$13.6M 0.01%
467,913
+78,020
+20% +$2.28M
FEX icon
1046
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$13.6M 0.01%
330,185
+51,066
+18% +$2.02M
MGM icon
1047
PUT
MGM Resorts International
MGM
$11.7B
$13.6M 0.01%
578,200
+116,100
+25% +$2.37M
PKX icon
1048
POSCO
PKX
$15.8B
$13.6M 0.01%
174,188
+6,449
+4% +$491K
PG icon
1049
CALL
Procter & Gamble
PG
$343B
$13.6M 0.01%
166,700
+28,300
+20% +$2.31M
AFL icon
1050
CALL
Aflac
AFL
$63.9B
$13.6M 0.01%
406,200
+187,800
+86% +$6.16M
40 41
42
43 44

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.