UBS’s WisdomTree Europe SmallCap Dividend Fund DFE Stock Holding History

UBS’s Portfolio DFE Stock Details DFE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$58.4M	Sell	1,114,730 -667,622	-37%	-$37.8M	0.04%	445
2014 Q2	$108M	Buy	1,782,352 +599,777	+51%	+$37.1M	0.08%	244
2014 Q1	$73.9M	Buy	1,182,575 +942,414	+392%	+$56.8M	0.07%	291
2013 Q4	$13.9M	Buy	240,161 +206,974	+624%	+$11.1M	0.01%	1036
2013 Q3	$1.68M	Buy	33,187 +11,003	+50%	+$518K	﹤0.01%	2777
2013 Q2	$940K	Buy	+22,184	New	+$969K	﹤0.01%	3411

Other funds holding DFE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PWPCM

Perella Weinberg Partners Capital Management New York $993M AUM 6.71% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HCM

Harvest Capital Management Concord, New Hampshire $347M AUM 4.08% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

UBS's DFE Position: Q3 2014 in Review

UBS reduced its WisdomTree Europe SmallCap Dividend Fund (DFE) stake by 37% in Q3 2014, selling an estimated $37.8M and leaving 1,114,730 shares worth $58.4M. The position accounts for 0.04% of the portfolio, ranked #445.

UBS first reported a position in DFE in Q2 2013 and has held it in 6 quarters since. The position peaked at $108M in Q2 2014. 93 funds tracked by Wall St. Rank hold DFE as of Q3 2014.

UBS held 1,114,730 shares of WisdomTree Europe SmallCap Dividend Fund worth $58.4M as of Q3 2014.
UBS sold 667,622 WisdomTree Europe SmallCap Dividend Fund shares in Q3 2014, an estimated $37.8M.
WisdomTree Europe SmallCap Dividend Fund made up 0.04% of UBS's portfolio in Q3 2014, its #445 holding.
UBS first reported a position in WisdomTree Europe SmallCap Dividend Fund in Q2 2013 and has held it in 6 quarters since.
UBS's WisdomTree Europe SmallCap Dividend Fund position peaked at $108M in Q2 2014.
93 funds tracked by Wall St. Rank held WisdomTree Europe SmallCap Dividend Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.