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WisdomTree Europe SmallCap Dividend Fund
DFE

46 hedge funds and large institutions have $77.5M invested in WisdomTree Europe SmallCap Dividend Fund in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 4

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

193% more capital invested

Capital invested by funds: $26.5M → $77.5M (+$51M)

142% more funds holding

Funds holding: 19 → 46 (+27)

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

0.44% less ownership

Funds ownership: 46.24% → 45.79% (-0.44%)

Holders
46
Holders Change
+27
Holders Change %
+142.11%
% of All Funds
1.49%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
32
Increased
10
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$5.49M
2
Morgan Stanley
Morgan Stanley
New York
+$5.23M
3
Wells Fargo
Wells Fargo
California
+$4.65M
4
CIBC World Market
CIBC World Market
Ontario, Canada
+$3.63M
5
Mariner
Mariner
Kansas
+$3.52M

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.8M
2
DS
DRW Securities
Illinois
-$797K
3
Nomura Holdings
Nomura Holdings
Japan
-$161K
4
HCM
Harvest Capital Management
New Hampshire
-$40K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$13.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.5M +$5.23M +110,899 +63%
HCM
2
Harvest Capital Management
New Hampshire
$7.97M -$40K -850 -0.5%
Wells Fargo
3
Wells Fargo
California
$6.33M +$4.65M +98,694 +371%
Bank of America
4
Bank of America
North Carolina
$6.08M +$5.49M +116,465 +2,957%
CIBC World Market
5
CIBC World Market
Ontario, Canada
$3.89M +$3.63M +76,999 New
Mariner
6
Mariner
Kansas
$3.78M +$3.52M +74,796 New
DC
7
Davenport & Co
Virginia
$3.37M +$3.15M +66,805 New
BCI
8
Brinker Capital Investments
Pennsylvania
$3.23M +$660K +14,000 +28%
EGA
9
Eagle Global Advisors
Texas
$3.2M +$2.98M +63,350 New
GML
10
Gems Management Ltd
Bahamas
$3.01M +$2.81M +59,606 New
PPA
11
Parametric Portfolio Associates
Washington
$2.85M +$2.66M +56,548 New
SI
12
Stephens Inc
Arkansas
$2.8M +$105K +2,218 +4%
MCC
13
Mid Continent Capital
Illinois
$2.22M +$2.07M +44,025 New
SNC
14
Stifel Nicolaus & Co
Missouri
$2.01M +$1.88M +39,812 New
U
15
UBS
Switzerland
$1.68M +$518K +11,003 +50%
LPL Financial
16
LPL Financial
California
$1.37M +$1.24M +26,377 New
JCM
17
Janney Capital Management
Pennsylvania
$1.24M +$1.16M +24,597 New
BFEC
18
Benjamin F. Edwards & Company
Missouri
$942K +$879K +18,665 New
EVM
19
Eaton Vance Management
Massachusetts
$757K +$707K +15,000 New
PI
20
Placemark Investments
Illinois
$690K +$644K +13,662 New
JMPWA
21
JP Morgan Private Wealth Advisors
California
$597K – – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$560K +$504K +10,692 +2,673%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$554K +$517K +10,977 New
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$492K +$460K +9,755 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$491K +$459K +9,734 New
1
2

DFE Hedge Fund Activity: Q3 2013 in Review

46 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Europe SmallCap Dividend Fund (DFE) for Q3 2013, worth a combined $77.5M — up 193% from $26.5M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new DFE positions and 4 closed out — a net gain of 28 holders — while 10 added to existing stakes and 3 trimmed.

The largest buyer was Bank of America, adding an estimated $5.49M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.8M sold.

  • 46 institutional investors held WisdomTree Europe SmallCap Dividend Fund (DFE) as of Q3 2013, up from 19 in Q2 2013.
  • Funds reported $77.5M of WisdomTree Europe SmallCap Dividend Fund stock for Q3 2013, up 193% quarter-over-quarter.
  • 32 funds opened new WisdomTree Europe SmallCap Dividend Fund positions in Q3 2013 and 4 closed out, a net change of +28 holders.
  • The largest WisdomTree Europe SmallCap Dividend Fund buyer in Q3 2013 was Bank of America, an estimated $5.49M added.
  • The largest WisdomTree Europe SmallCap Dividend Fund seller in Q3 2013 was Susquehanna International Group, an estimated $1.8M sold.

Based on aggregated 13F filings for Q3 2013.