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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKUL
8901
CALL
DELISTED
SKULLCANDY INC
SKUL
$9K ﹤0.01%
1,400
-66,700
-98% -$373K
NPD
8902
DELISTED
CHINA NEPSTAR CHAIN DRUGSTORE LTD. COM
NPD
$9K ﹤0.01%
5,900
-1,332
-18% -$2.09K
TAOM
8903
DELISTED
TAOMEE HLDGS LTD SPON ADR (CYM)
TAOM
$9K ﹤0.01%
1,494
-3,288
-69% -$16.8K
CRDC
8904
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$9K ﹤0.01%
722
– –
CSUN
8905
CALL
DELISTED
CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS)
CSUN
$9K ﹤0.01%
+1,500
New +$4.09K
DEJ
8906
DELISTED
DEJOUR ENERGY INC COM
DEJ
$9K ﹤0.01%
+50,895
New +$10.2K
INPH
8907
DELISTED
INTERPHASE CORP
INPH
$9K ﹤0.01%
2,019
+19
+1% +$87
CMLP
8908
PUT
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$9K ﹤0.01%
+400
New +$9.36K
HLSS
8909
CALL
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$9K ﹤0.01%
400
-2,400
-86% -$56.9K
CVD
8910
CALL
DELISTED
COVANCE INC.
CVD
$9K ﹤0.01%
100
-100
-50% -$8.23K
AZC
8911
DELISTED
AUGUSTA RESOURCE CORP
AZC
$9K ﹤0.01%
4,184
-10,923
-72% -$22.8K
PPL.PRW
8912
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$9K ﹤0.01%
176
-10,437
-98% -$561K
HITK
8913
CALL
DELISTED
HI-TECH PHARMACAL INC
HITK
$9K ﹤0.01%
200
+100
+100% +$3.83K
BCSB
8914
DELISTED
BCSB BANCORP INC COM STK
BCSB
$9K ﹤0.01%
+386
New +$9.56K
CALI
8915
DELISTED
China Auto Logistics Inc
CALI
$9K ﹤0.01%
3,770
+356
+10% +$922
FHY
8916
DELISTED
First Trust Strategic High
FHY
$9K ﹤0.01%
580
– –
CKH
8917
CALL
DELISTED
Seacor Holdings Inc.
CKH
$9K ﹤0.01%
+103
New +$8.65K
DJCI
8918
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
$9K ﹤0.01%
+379
New +$9.05K
MGH
8919
DELISTED
Minco Gold Corp
MGH
$9K ﹤0.01%
39,751
+8,751
+28% +$2.04K
NWBO
8920
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$9K ﹤0.01%
2,812
– –
MWW
8921
PUT
DELISTED
Monster Worldwide Inc
MWW
$9K ﹤0.01%
2,000
+800
+67% +$3.92K
TTHI
8922
DELISTED
TRANSITION THERAPEUTICS INC (CANADA)
TTHI
$9K ﹤0.01%
2,171
+811
+60% +$3.19K
STMP
8923
CALL
DELISTED
Stamps.com, Inc.
STMP
$9K ﹤0.01%
200
– –
PGM
8924
DELISTED
iPath Bloomberg Platinum Subindex Total Return ETN due June 24, 2038
PGM
$9K ﹤0.01%
300
-1,779
-86% -$57.7K
CBNK
8925
DELISTED
CHICOPEE BANCORP INC COM STK
CBNK
$9K ﹤0.01%
500
-784
-61% -$13.8K
355 356
357
358 359

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.