U
DEJ

UBS’s DEJOUR ENERGY INC COM DEJ Stock Holding History

UBS’s Portfolio DEJ Stock Details DEJ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$25K Buy
+102,452
New +$26.7K ﹤0.01% 7740
2014
Q2 		– Sell
-78,582
Closed -$21K – 11207
2014
Q1 		$21K Buy
+78,582
New +$13.8K ﹤0.01% 8048
2013
Q4 		– Sell
-50,895
Closed -$9K – 11138
2013
Q3 		$9K Buy
+50,895
New +$10.2K ﹤0.01% 8969

Other funds holding DEJ

CCA
Catalyst Capital Advisors Huntington, New York $6.03B AUM 24.5% 1-Year Est. Return
F
Filament Seattle, Washington $369M AUM 35.25% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
HRIA
Haberer Registered Investment Advisor Cincinnati, Ohio $165M AUM 11.95% 1-Year Est. Return

UBS's DEJ Position: Q3 2014 in Review

UBS opened a new position in DEJOUR ENERGY INC COM (DEJ) in Q3 2014: 102,452 shares worth $25K. The stake represents ﹤0.01% of the portfolio and ranks #7740 among its holdings. This is a return to the name: UBS previously reported a position in DEJ as recently as Q1 2014.

UBS first reported a position in DEJ in Q3 2013 and has held it in 3 quarters since. 14 funds tracked by Wall St. Rank hold DEJ as of Q3 2014.

  • UBS held 102,452 shares of DEJOUR ENERGY INC COM worth $25K as of Q3 2014.
  • DEJOUR ENERGY INC COM was a new UBS position in Q3 2014.
  • DEJOUR ENERGY INC COM made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7740 holding.
  • UBS first reported a position in DEJOUR ENERGY INC COM in Q3 2013 and has held it in 3 quarters since.
  • 14 funds tracked by Wall St. Rank held DEJOUR ENERGY INC COM as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.