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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENX
5401
DELISTED
PENFORD CORP
PENX
$163K ﹤0.01%
12,305
+494
+4% +$6.41K
BDSI
5402
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$163K ﹤0.01%
9,512
-4,266
-31% -$61.9K
TSRO
5403
CALL
DELISTED
TESARO, Inc.
TSRO
$162K ﹤0.01%
6,000
+5,100
+567% +$150K
GPT
5404
DELISTED
Gramercy Property Trust
GPT
$162K ﹤0.01%
9,325
+2,392
+35% +$43.7K
TSL
5405
CALL
DELISTED
Trina Solar Limited
TSL
$162K ﹤0.01%
13,400
+6,600
+97% +$82.4K
PPL
5406
PUT
PPL Corp
PPL
$26.5B
$161K ﹤0.01%
5,261
+430
+9% +$13.4K
SRTY icon
5407
ProShares UltraPro Short Russell2000
SRTY
$79.9M
$161K ﹤0.01%
9
+8
+800% +$124K
CVA
5408
CALL
DELISTED
Covanta Holding Corporation
CVA
$161K ﹤0.01%
7,600
+7,100
+1,420% +$148K
MYF
5409
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$161K ﹤0.01%
10,941
-63,565
-85% -$929K
PLM
5410
DELISTED
PolyMet Mining Corp.
PLM
$161K ﹤0.01%
14,911
– –
BRN icon
5411
Barnwell Industries
BRN
$14.8M
$160K ﹤0.01%
61,225
-6,950
-10% -$20.6K
PRDO icon
5412
Perdoceo Education
PRDO
$1.99B
$160K ﹤0.01%
31,511
+12,116
+62% +$62.1K
SPH icon
5413
CALL
Suburban Propane Partners
SPH
$1.24B
$160K ﹤0.01%
3,600
+1,500
+71% +$66.9K
TRAK icon
5414
ReposiTrak
TRAK
$153M
$160K ﹤0.01%
16,209
+3,909
+32% +$41.3K
JBTM
5415
JBT Marel
JBTM
$7.21B
$160K ﹤0.01%
5,677
-1,442
-20% -$41.5K
ANAT
5416
DELISTED
American National Group, Inc. Common Stock
ANAT
$160K ﹤0.01%
1,420
+1,349
+1,900% +$153K
ADT
5417
PUT
DELISTED
ADT Corp
ADT
$160K ﹤0.01%
4,500
-191,800
-98% -$6.8M
ICN
5418
DELISTED
WisdomTree Indian Rupee Strategy Fund
ICN
$160K ﹤0.01%
7,685
-92
-1% -$1.96K
ACHC icon
5419
Acadia Healthcare
ACHC
$2.76B
$159K ﹤0.01%
3,290
+452
+16% +$22.1K
BDC icon
5420
Belden
BDC
$4.85B
$159K ﹤0.01%
2,476
+1,545
+166% +$112K
MEI icon
5421
CALL
Methode Electronics
MEI
$496M
$159K ﹤0.01%
4,300
-10,000
-70% -$355K
URTY icon
5422
ProShares UltraPro Russell2000
URTY
$322M
$159K ﹤0.01%
+4,356
New +$182K
JMT
5423
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$159K ﹤0.01%
6,819
+124
+2% +$2.91K
JST
5424
DELISTED
JINPAN INT'L LTD(COMMON)
JST
$159K ﹤0.01%
20,104
+3,404
+20% +$23.3K
VRD
5425
DELISTED
SPDR NUVEEN S&P VRDO MUN BD ETF
VRD
$159K ﹤0.01%
5,332
-353
-6% -$10.6K
215 216
217
218 219

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.