UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5401	TBCH 5401 Turtle Beach Corp TBCH $276M	$18K	﹤0.01%	583 +479
5402	AAU 5402 DELISTED Almaden Minerals Ltd AAU	$18K	﹤0.01%	13,515 -1,792
5403	PCOM 5403 DELISTED Points.com Inc. Common Shares PCOM	$18K	﹤0.01%	+1,009
5404	VRTU 5404 DELISTED Virtusa Corporation VRTU	$18K	﹤0.01%	493 +393
5405	SAEX 5405 DELISTED SAExploration Holdings, Inc. SAEX	$18K	﹤0.01%	1 -11
5406	SRF 5406 DELISTED THE CUSHING ROYALTY & INCOME FUND SRF	$18K	﹤0.01%	200
5407	FELP 5407 DELISTED Foresight Energy LP FELP	$18K	﹤0.01%	+1,000
5408	UBM 5408 DELISTED E-TRACS UBS Bloomberg CMCI Industrial Metals ETN UBM	$18K	﹤0.01%	1,052 -1,097
5409	LAYN 5409 DELISTED Layne Christensen Co LAYN	$18K	﹤0.01%	1,833 -3,992
5410	FSBK 5410 DELISTED First South Bancorp Inc/VA FSBK	$18K	﹤0.01%	2,142 +310
5411	SMK 5411 DELISTED ProShares UltraShort MSCI Mexico Capped IMI SMK	$18K	﹤0.01%	+935
5412	CACB 5412 DELISTED Cascade Bancorp CACB	$18K	﹤0.01%	3,534 +3,407
5413	TWER 5413 DELISTED Towerstream Corporation Common Stock TWER	$18K	﹤0.01%	600 -2,022
5414	PBY 5414 DELISTED PEP BOYS MANNY MOE& JACK PBY	$18K	﹤0.01%	2,000
5415	BTF 5415 DELISTED BOULDER TOTAL RETURN FD INC BTF	$18K	﹤0.01%	690 -980
5416	IKAN 5416 DELISTED IKANOS COMMUNICATIONS INC COM STK NEW (DE) IKAN	$18K	﹤0.01%	5,046 +3,139
5417	IBCA 5417 DELISTED INTERVEST BANCSHARES CORP COM IBCA	$18K	﹤0.01%	+1,845
5418	ESBF 5418 DELISTED E S B FINL CORP ESBF	$18K	﹤0.01%	+1,537
5419	SJH 5419 DELISTED PROSHARES ULTRASHORT RUSSELL2000 VALUE SJH	$18K	﹤0.01%	294 -70
5420	KWK 5420 DELISTED QUICKSILVER RESOURCES INC KWK	$18K	﹤0.01%	29,927 +12,979
5421	DI 5421 DELISTED PIMCO Diversified Income Active Exchange-Traded Fund DI	$18K	﹤0.01%	+358
5422	GNOW 5422 DELISTED AMERICAN CARESOURCE HLDGS INC COM STK NEW (DE) GNOW	$18K	﹤0.01%	6,000
5423	RSOL 5423 DELISTED REAL GOODS SOLAR, INC. CL A COM RSOL	$18K	﹤0.01%	10,200 -18,614
5424	INR 5424 DELISTED Market Vectors-Rupee INR	$18K	﹤0.01%	+531
5425	5425 ProShares UltraShort NASDAQ Biotechnology BIS $2.52M	$17K	﹤0.01%	69 -35