UBS’s ProShares UltraPro Short Russell2000 SRTY Stock Holding History

UBS’s Portfolio SRTY Stock Details SRTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$161K	Buy	9 +8	+800%	+$124K	﹤0.01%	5425
2014 Q2	$21K	Hold	1	–	–	﹤0.01%	8023
2014 Q1	$23K	Hold	1	–	–	﹤0.01%	7909
2013 Q4	$15K	Buy	+1	New	+$20.2K	﹤0.01%	8521
2013 Q3	–	Sell	-1	Closed	-$25.7K	–	10694
2013 Q2	$39K	Buy	+1	New	+$34.7K	﹤0.01%	7047

Other funds holding SRTY

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CMT Trading Chicago, Illinois $22.4M AUM 78.15% 1-Year Est. Return

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

UBS's SRTY Position: Q3 2014 in Review

UBS increased its ProShares UltraPro Short Russell2000 (SRTY) stake by 800% in Q3 2014, buying an estimated $124K and bringing the position to 9 shares worth $161K. The position accounts for ﹤0.01% of the portfolio, ranked #5425.

UBS first reported a position in SRTY in Q2 2013 and has held it in 5 quarters since. 8 funds tracked by Wall St. Rank hold SRTY as of Q3 2014.

UBS held 9 shares of ProShares UltraPro Short Russell2000 worth $161K as of Q3 2014.
UBS bought 8 ProShares UltraPro Short Russell2000 shares in Q3 2014, an estimated $124K.
ProShares UltraPro Short Russell2000 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5425 holding.
UBS first reported a position in ProShares UltraPro Short Russell2000 in Q2 2013 and has held it in 5 quarters since.
8 funds tracked by Wall St. Rank held ProShares UltraPro Short Russell2000 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.