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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EET icon
5351
ProShares Ultra MSCI Emerging Markets
EET
$34.5M
$169K ﹤0.01%
2,270
+1,977
+675% +$167K
VHC icon
5352
CALL
VirnetX Holding Corp
VHC
$54.4M
$169K ﹤0.01%
1,405
+1,065
+313% +$286K
VSI
5353
PUT
DELISTED
Vitamin Shoppe Inc.
VSI
$169K ﹤0.01%
+3,800
New +$159K
PWRD
5354
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$169K ﹤0.01%
8,542
-13,100
-61% -$270K
MJI
5355
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$169K ﹤0.01%
12,125
-329
-3% -$4.64K
BG icon
5356
PUT
Bunge Global
BG
$20.4B
$168K ﹤0.01%
2,000
+700
+54% +$56.5K
NMT icon
5357
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
$168K ﹤0.01%
12,705
+2,998
+31% +$39.8K
TTE icon
5358
CALL
TotalEnergies
TTE
$195B
$168K ﹤0.01%
2,600
-200
-7% -$13.3K
SGI
5359
Somnigroup International
SGI
$13.7B
$168K ﹤0.01%
11,968
-9,040
-43% -$132K
ALJ
5360
DELISTED
Alon USA Energy Inc
ALJ
$168K ﹤0.01%
11,761
-232,685
-95% -$3.37M
MNP
5361
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$168K ﹤0.01%
11,339
+127
+1% +$1.89K
DCOM
5362
DELISTED
Dime Community Bancshares
DCOM
$168K ﹤0.01%
11,662
-640
-5% -$9.76K
DOC
5363
DELISTED
PHYSICIANS REALTY TRUST
DOC
$168K ﹤0.01%
+12,255
New +$175K
GSC
5364
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$168K ﹤0.01%
+3,913
New +$180K
BKD icon
5365
Brookdale Senior Living
BKD
$3.49B
$167K ﹤0.01%
5,169
+2,826
+121% +$96.3K
MYY icon
5366
ProShares Short MidCap400
MYY
$2.97M
$167K ﹤0.01%
2,371
+981
+71% +$67.4K
RH icon
5367
PUT
RH
RH
$3.13B
$167K ﹤0.01%
2,100
+500
+31% +$41.8K
UHT
5368
CALL
Universal Health Realty Income Trust
UHT
$603M
$167K ﹤0.01%
+4,000
New +$173K
ENZ
5369
DELISTED
Enzo Biochem, Inc.
ENZ
$167K ﹤0.01%
32,366
-744
-2% -$3.97K
CPE
5370
CALL
DELISTED
Callon Petroleum Company
CPE
$167K ﹤0.01%
1,890
-1,200
-39% -$122K
EQR icon
5371
CALL
Equity Residential
EQR
$24.9B
$166K ﹤0.01%
2,700
+2,000
+286% +$129K
VGK icon
5372
PUT
Vanguard FTSE Europe ETF
VGK
$30.7B
$166K ﹤0.01%
3,000
-4,500
-60% -$260K
WPC icon
5373
CALL
W.P. Carey
WPC
$16.8B
$166K ﹤0.01%
2,655
-2,144
-45% -$140K
NKG
5374
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$166K ﹤0.01%
13,079
-766
-6% -$9.67K
STZ.B
5375
DELISTED
CONSTELLATION BRANDS, INC. CLASS B
STZ.B
$166K ﹤0.01%
1,917
+520
+37% +$45.3K
213 214
215
216 217

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.