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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIB icon
5301
CALL
ProShares Ultra NASDAQ Biotechnology
BIB
$81.2M
$177K ﹤0.01%
3,400
-7,400
-69% -$359K
MNRO icon
5302
Monro
MNRO
$383M
$177K ﹤0.01%
3,644
+510
+16% +$26.2K
UPGD icon
5303
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$118M
$177K ﹤0.01%
5,233
+1,972
+60% +$68.3K
FARO
5304
DELISTED
Faro Technologies
FARO
$176K ﹤0.01%
3,468
-4,233
-55% -$220K
NCLH icon
5305
Norwegian Cruise Line
NCLH
$8.51B
$176K ﹤0.01%
4,883
-77,776
-94% -$2.64M
MKTO
5306
DELISTED
MARKETO INC COM STK (DE)
MKTO
$176K ﹤0.01%
5,464
+855
+19% +$25K
AFK icon
5307
VanEck Africa Index ETF
AFK
$99.3M
$175K ﹤0.01%
5,591
+1,583
+39% +$52.4K
BANR icon
5308
Banner Corp
BANR
$2.39B
$175K ﹤0.01%
4,539
+1,024
+29% +$40.2K
BURL icon
5309
Burlington
BURL
$23.2B
$175K ﹤0.01%
4,382
+2,318
+112% +$80.1K
DUG icon
5310
PUT
ProShares UltraShort Energy
DUG
$20.6M
$175K ﹤0.01%
200
+150
+300% +$117K
ERIE icon
5311
Erie Indemnity
ERIE
$12.7B
$175K ﹤0.01%
2,305
+313
+16% +$23.6K
FCEL icon
5312
CALL
FuelCell Energy
FCEL
$1.73B
$175K ﹤0.01%
19
-7
-27% -$71.1K
HCI icon
5313
HCI Group
HCI
$2.23B
$175K ﹤0.01%
4,867
-18,923
-80% -$765K
NORW icon
5314
Global X MSCI Norway ETF
NORW
$88M
$175K ﹤0.01%
7,061
+2,309
+49% +$58.8K
HF
5315
DELISTED
HFF Inc.
HF
$175K ﹤0.01%
6,058
+4,341
+253% +$142K
HOV icon
5316
CALL
Hovnanian Enterprises
HOV
$726M
$174K ﹤0.01%
1,896
-216
-10% -$22.8K
MRTX
5317
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$174K ﹤0.01%
9,950
-4,662
-32% -$87K
PSG
5318
DELISTED
Performance Sports Group Ltd.
PSG
$174K ﹤0.01%
+10,847
New +$182K
FUND
5319
Sprott Focus Trust
FUND
$297M
$173K ﹤0.01%
22,206
+2,520
+13% +$20.6K
AUY
5320
CALL
DELISTED
Yamana Gold, Inc.
AUY
$173K ﹤0.01%
28,800
+11,500
+66% +$91.7K
AVH
5321
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$173K ﹤0.01%
12,641
+3,361
+36% +$53.6K
ASNA
5322
DELISTED
Ascena Retail Group, Inc.
ASNA
$173K ﹤0.01%
650
+87
+15% +$28.5K
TVPT
5323
DELISTED
Travelport Worldwide Limited
TVPT
$173K ﹤0.01%
+10,484
New +$171K
ACET
5324
DELISTED
Aceto Corp
ACET
$173K ﹤0.01%
8,956
+4,956
+124% +$93.2K
THI
5325
PUT
DELISTED
TIM HORTONS INC COM, CANADA
THI
$173K ﹤0.01%
+2,200
New +$147K
211 212
213
214 215

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.