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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPP icon
5251
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$9.78M
$185K ﹤0.01%
3,204
+433
+16% +$27.5K
SPTS icon
5252
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$184K ﹤0.01%
6,111
-27,430
-82% -$825K
XCO
5253
PUT
DELISTED
Exco Resources
XCO
$184K ﹤0.01%
3,680
-13
-0.4% -$912
HNT
5254
PUT
DELISTED
HEALTH NET INC
HNT
$184K ﹤0.01%
4,000
+2,000
+100% +$88.8K
BKW
5255
PUT
DELISTED
BURGER KING WORLDWIDE
BKW
$184K ﹤0.01%
6,200
+5,200
+520% +$148K
CCBG icon
5256
Capital City Bank Group
CCBG
$888M
$183K ﹤0.01%
13,459
+1,004
+8% +$13.9K
DVA icon
5257
CALL
DaVita
DVA
$15.4B
$183K ﹤0.01%
2,500
-900
-26% -$65.9K
MEI icon
5258
Methode Electronics
MEI
$496M
$183K ﹤0.01%
4,961
-4,202
-46% -$149K
NUGT icon
5259
CALL
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$848M
$183K ﹤0.01%
200
+7
+4% +$11.5K
INWK
5260
DELISTED
InnerWorkings, Inc.
INWK
$183K ﹤0.01%
22,566
+2,382
+12% +$20K
MDR
5261
CALL
DELISTED
McDermott International
MDR
$183K ﹤0.01%
10,667
-833
-7% -$18K
AAV
5262
PUT
DELISTED
Advantage Oil & Gas Ltd
AAV
$183K ﹤0.01%
36,000
+10,000
+38% +$56.6K
OUTR
5263
DELISTED
OUTERWALL INC
OUTR
$183K ﹤0.01%
3,268
-19,630
-86% -$1.14M
NXZ
5264
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$183K ﹤0.01%
13,117
+930
+8% +$12.8K
CIMT
5265
DELISTED
CIMATRON LTD ORD SHS
CIMT
$183K ﹤0.01%
30,300
-198,953
-87% -$1.23M
NWLIA
5266
DELISTED
NATL WESTN LIFE INS CO CL A
NWLIA
$183K ﹤0.01%
738
-217
-23% -$53.8K
JJSF icon
5267
J&J Snack Foods
JJSF
$1.43B
$182K ﹤0.01%
1,942
-81
-4% -$7.63K
NLY icon
5268
PUT
Annaly Capital Management
NLY
$17.1B
$182K ﹤0.01%
4,250
+2,450
+136% +$112K
SMCI icon
5269
Super Micro Computer
SMCI
$18.4B
$182K ﹤0.01%
61,730
-1,210,420
-95% -$3.14M
TCOM icon
5270
PUT
Trip.com Group
TCOM
$29.6B
$182K ﹤0.01%
6,400
+3,400
+113% +$108K
PIR
5271
PUT
DELISTED
Pier 1 Imports, Inc.
PIR
$182K ﹤0.01%
765
-2,955
-79% -$886K
INCY icon
5272
PUT
Incyte
INCY
$24.2B
$181K ﹤0.01%
3,700
-223,400
-98% -$11.2M
MRVL icon
5273
CALL
Marvell Technology
MRVL
$168B
$181K ﹤0.01%
13,400
-57,000
-81% -$785K
PLOW icon
5274
Douglas Dynamics
PLOW
$1.02B
$181K ﹤0.01%
9,300
+1,500
+19% +$28.2K
SNY icon
5275
CALL
Sanofi
SNY
$103B
$181K ﹤0.01%
3,200
-1,400
-30% -$75.2K
209 210
211
212 213

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.