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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSGS icon
5201
CALL
Madison Square Garden
MSGS
$9.48B
$192K ﹤0.01%
4,066
+281
+7% +$12.7K
TNA icon
5202
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.3B
$192K ﹤0.01%
6,064
-34,210
-85% -$1.25M
UTL icon
5203
Unitil
UTL
$970M
$192K ﹤0.01%
6,171
-1,667
-21% -$53.9K
CUB
5204
DELISTED
Cubic Corporation
CUB
$192K ﹤0.01%
4,108
+83
+2% +$3.72K
NXTM
5205
DELISTED
NxStage Medical Inc.
NXTM
$192K ﹤0.01%
14,568
+434
+3% +$5.84K
ARII
5206
CALL
DELISTED
American Railcar Industries, Inc.
ARII
$192K ﹤0.01%
2,600
+200
+8% +$14.7K
OWW
5207
DELISTED
ORBITZ WORLDWIDE, INC
OWW
$192K ﹤0.01%
24,454
+9,209
+60% +$78.9K
BJRI icon
5208
CALL
BJ's Restaurants
BJRI
$1.42B
$191K ﹤0.01%
5,300
+100
+2% +$3.54K
PAAS icon
5209
PUT
Pan American Silver
PAAS
$18.2B
$191K ﹤0.01%
17,400
+4,700
+37% +$66.1K
PBYI icon
5210
PUT
Puma Biotechnology
PBYI
$404M
$191K ﹤0.01%
+800
New +$164K
QID icon
5211
CALL
ProShares UltraShort QQQ
QID
$282M
$191K ﹤0.01%
54
-21
-28% -$77.5K
ZINC
5212
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$191K ﹤0.01%
11,542
+1,527
+15% +$29K
ORB
5213
DELISTED
ORBITAL SCIENCES CORP
ORB
$191K ﹤0.01%
6,860
+5,000
+269% +$138K
FPO
5214
DELISTED
First Potomac Realty Trust
FPO
$191K ﹤0.01%
16,264
-2,707
-14% -$35.1K
EVO
5215
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$191K ﹤0.01%
14,191
+3,085
+28% +$41.6K
DUST icon
5216
PUT
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$70.6M
– –
0
– –
GES
5217
DELISTED
Guess Inc
GES
$190K ﹤0.01%
8,689
-26,715
-75% -$673K
ITRN icon
5218
Ituran Location and Control
ITRN
$1.09B
$190K ﹤0.01%
8,988
-38,849
-81% -$870K
MIY icon
5219
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$190K ﹤0.01%
14,226
-919
-6% -$12.5K
NPK icon
5220
National Presto Industries
NPK
$870M
$190K ﹤0.01%
3,133
+882
+39% +$58.6K
RAIL icon
5221
CALL
FreightCar America
RAIL
$261M
$190K ﹤0.01%
+5,700
New +$161K
RGR icon
5222
CALL
Sturm, Ruger & Co
RGR
$594M
$190K ﹤0.01%
3,900
+1,500
+63% +$79.1K
POWR
5223
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$190K ﹤0.01%
19,863
-10,637
-35% -$109K
FIVZ
5224
DELISTED
PIMCO ETF TR 3-7 YR US TREASURY INDEX FD ETF
FIVZ
$190K ﹤0.01%
2,397
+692
+41% +$54.9K
NBG
5225
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$190K ﹤0.01%
63,293
-34,997
-36% -$116K
207 208
209
210 211

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.