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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HP icon
5176
CALL
Helmerich & Payne
HP
$3.45B
$196K ﹤0.01%
2,000
+500
+33% +$53.1K
SR icon
5177
Spire
SR
$4.72B
$196K ﹤0.01%
4,223
-5,518
-57% -$265K
TDTT icon
5178
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.54B
$196K ﹤0.01%
7,922
-317
-4% -$7.93K
PWE
5179
CALL
DELISTED
Penn West Energy Petroleum Ltd
PWE
$196K ﹤0.01%
29,100
+17,800
+158% +$141K
ACW
5180
DELISTED
Accuride Corp
ACW
$196K ﹤0.01%
51,618
-5,144
-9% -$24.5K
VCF
5181
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$196K ﹤0.01%
13,390
+493
+4% +$6.94K
ECL icon
5182
CALL
Ecolab
ECL
$78.1B
$195K ﹤0.01%
1,700
-600
-26% -$67.5K
SWK icon
5183
CALL
Stanley Black & Decker
SWK
$14.3B
$195K ﹤0.01%
2,200
-30,700
-93% -$2.74M
UEC icon
5184
Uranium Energy
UEC
$4.75B
$195K ﹤0.01%
156,118
+3,186
+2% +$4.81K
SALM
5185
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$195K ﹤0.01%
25,609
-893
-3% -$7.59K
BNY
5186
PUT
Bank of New York Mellon
BNY
$106B
$194K ﹤0.01%
5,000
-200
-4% -$7.78K
FLR icon
5187
PUT
Fluor
FLR
$7.01B
$194K ﹤0.01%
2,900
-800
-22% -$58.8K
HAIN icon
5188
PUT
Hain Celestial
HAIN
$45M
$194K ﹤0.01%
3,800
-98,200
-96% -$4.57M
OEC icon
5189
Orion
OEC
$381M
$194K ﹤0.01%
+11,004
New +$192K
SMCI icon
5190
CALL
Super Micro Computer
SMCI
$18.4B
$194K ﹤0.01%
66,000
-3,000
-4% -$7.78K
SAVE
5191
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
$194K ﹤0.01%
2,800
+1,100
+65% +$75.3K
FIGY
5192
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$194K ﹤0.01%
1,585
-590
-27% -$75.8K
RESI
5193
CALL
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$194K ﹤0.01%
8,100
+7,000
+636% +$174K
CDE icon
5194
CALL
Coeur Mining
CDE
$15.4B
$193K ﹤0.01%
38,900
+1,200
+3% +$9.23K
DLR icon
5195
PUT
Digital Realty Trust
DLR
$69.7B
$193K ﹤0.01%
3,100
+200
+7% +$12.7K
ANFI
5196
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$193K ﹤0.01%
12,306
-74,845
-86% -$1.14M
JJN
5197
DELISTED
iPath Bloomberg Nickel Subindex Total Return ETN due October 22, 2037
JJN
$193K ﹤0.01%
8,916
-21,413
-71% -$539K
CTBI icon
5198
Community Trust Bancorp
CTBI
$1.42B
$192K ﹤0.01%
5,713
+281
+5% +$9.8K
CVU icon
5199
CPI Aerostructures
CVU
$66.2M
$192K ﹤0.01%
19,430
-34,691
-64% -$393K
HUN icon
5200
PUT
Huntsman Corp
HUN
$1.71B
$192K ﹤0.01%
+7,400
New +$202K
206 207
208
209 210

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.