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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URBN icon
5126
CALL
Urban Outfitters
URBN
$6.35B
$209K ﹤0.01%
5,700
-297,400
-98% -$10.9M
MCF
5127
CALL
DELISTED
Contango Oil & Gas Co.
MCF
$209K ﹤0.01%
6,300
-5,400
-46% -$211K
HUM icon
5128
PUT
Humana
HUM
$43.7B
$208K ﹤0.01%
1,600
-1,700
-52% -$216K
NPV icon
5129
Nuveen Virginia Quality Municipal Income Fund
NPV
$211M
$208K ﹤0.01%
15,806
+1,685
+12% +$22.1K
MYM
5130
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$208K ﹤0.01%
16,598
-1,771
-10% -$22.4K
VIAS
5131
DELISTED
VIASYSTEMS GROUP INC COM STK (DE)
VIAS
$208K ﹤0.01%
13,229
+4,011
+44% +$45.2K
QLIK
5132
CALL
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$208K ﹤0.01%
7,700
+5,000
+185% +$131K
NOG icon
5133
Northern Oil and Gas
NOG
$2.3B
$207K ﹤0.01%
1,454
+704
+94% +$113K
PFIS icon
5134
Peoples Financial Services
PFIS
$704M
$207K ﹤0.01%
4,512
+1,584
+54% +$78.1K
PUW
5135
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
$207K ﹤0.01%
6,913
-686
-9% -$22.4K
CAE icon
5136
CAE Inc. Common Shares
CAE
$8.3B
$206K ﹤0.01%
16,913
-2,033
-11% -$25.7K
MLPC
5137
DELISTED
C-Tracks ETNs based on Performance of the Miller/Howard MLP Fundamental Index
MLPC
$206K ﹤0.01%
6,899
+2,556
+59% +$76.7K
A icon
5138
PUT
Agilent Technologies
A
$39.1B
$205K ﹤0.01%
5,033
-1,957
-28% -$79.9K
AORT icon
5139
Artivion
AORT
$1.3B
$205K ﹤0.01%
20,761
-941
-4% -$9.25K
TYC
5140
PUT
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$205K ﹤0.01%
4,393
+2,769
+171% +$129K
AUNZ
5141
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
$205K ﹤0.01%
10,464
+8,245
+372% +$172K
AFL icon
5142
CALL
Aflac
AFL
$64.9B
$204K ﹤0.01%
7,000
-800
-10% -$24.3K
HBM icon
5143
Hudbay
HBM
$10.1B
$204K ﹤0.01%
23,826
+2,952
+14% +$29.5K
NTRS icon
5144
CALL
Northern Trust
NTRS
$33.3B
$204K ﹤0.01%
3,000
+2,400
+400% +$161K
NWE icon
5145
NorthWestern Energy
NWE
$4.23B
$204K ﹤0.01%
4,496
+3
+0.1% +$144
PARR icon
5146
Par Pacific Holdings
PARR
$4.31B
$204K ﹤0.01%
+12,109
New +$214K
SPXS icon
5147
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$337M
$204K ﹤0.01%
17
-10
-37% -$125K
UNB icon
5148
Union Bankshares
UNB
$106M
$204K ﹤0.01%
8,491
-150
-2% -$3.73K
AAMC
5149
DELISTED
Altisource Asset Management Corp
AAMC
$204K ﹤0.01%
513
+146
+40% +$57.5K
RSPP
5150
CALL
DELISTED
RSP Permian, Inc.
RSPP
$204K ﹤0.01%
+8,000
New +$222K
204 205
206
207 208

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.