UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5126	FBZ 5126 DELISTED First Trust Brazil AlphaDEX Fund FBZ	$26K	﹤0.01%	+1,461
5127	FGNX 5127 FG Nexus Inc FGNX $112M	$26K	﹤0.01%	131 +71
5128	5128 Global Industrial GIC $1.16B	$26K	﹤0.01%	2,065 +375
5129	5129 Northeast Bank NBN $871M	$26K	﹤0.01%	2,800 -1,528
5130	5130 Vanguard Russell 3000 ETF VTHR $3.8B	$26K	﹤0.01%	292 -217
5131	TACOU 5131 Berto Acquisition Corp Unit TACOU $257M	$26K	﹤0.01%	+2,600
5132	MIXT 5132 DELISTED MIX TELEMATICS LIMITED MIXT	$26K	﹤0.01%	2,790 +2,283
5133	TRCB 5133 DELISTED Two River Bancorp TRCB	$26K	﹤0.01%	3,393 +1,587
5134	TCF 5134 DELISTED TCF Financial Corporation Common Stock TCF	$26K	﹤0.01%	962 -553
5135	SFS 5135 DELISTED Smart & Final Stores, Inc. SFS	$26K	﹤0.01%	+1,796
5136	SCMP 5136 DELISTED Sucampo Pharmaceuticals, Inc. SCMP	$26K	﹤0.01%	3,871 +2,777
5137	WFBI 5137 DELISTED WashingtonFirst Bankshares Inc WFBI	$26K	﹤0.01%	1,807 +1,091
5138	WMAR 5138 DELISTED West Marine Inc WMAR	$26K	﹤0.01%	2,890 +2,650
5139	FES 5139 DELISTED Forbes Energy Services Ltd FES	$26K	﹤0.01%	+6,405
5140	NTK 5140 DELISTED NORTEK INC COM NEW (DE) NTK	$26K	﹤0.01%	347 -896
5141	METR 5141 DELISTED METRO BANCORP, INC COMMON STOCK METR	$26K	﹤0.01%	+1,070
5142	FFNM 5142 DELISTED FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC. FFNM	$26K	﹤0.01%	4,902 +3,538
5143	RNO 5143 DELISTED RHINO RESOURCE PARTNERS LP COM UNIT REPSTG LTD (DE) RNO	$26K	﹤0.01%	2,198 +1,157
5144	SIBC 5144 DELISTED STATE INVS BANCORP INC SIBC	$26K	﹤0.01%	1,644 -169
5145	NAGS 5145 DELISTED TEUCRIUM COMMODITY TR NATURAL GAS FD NAGS	$26K	﹤0.01%	2,206 -1,040
5146	NUCL 5146 DELISTED ISHARES GLOBAL NUCLEAR ENERGY ETF NUCL	$26K	﹤0.01%	717 +538
5147	FEFN 5147 DELISTED ISHARES MSCI FAR EAST FINANCIALS ETF FEFN	$26K	﹤0.01%	912 +23
5148	BIND 5148 DELISTED BIND THERAPEUTICS INC BIND	$26K	﹤0.01%	3,063 +563
5149	5149 CareDx CDNA $1.01B	$25K	﹤0.01%	+3,528
5150	5150 ClearSign Technologies CLIR $29.7M	$25K	﹤0.01%	3,721 +1,915