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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BID
5101
DELISTED
Sotheby's
BID
$215K ﹤0.01%
6,021
-9,570
-61% -$377K
PNK
5102
DELISTED
Pinnacle Entertainment Inc.
PNK
$215K ﹤0.01%
8,585
+195
+2% +$4.78K
DGL
5103
DELISTED
Invesco DB Gold Fund
DGL
$215K ﹤0.01%
5,367
+3,533
+193% +$151K
SYT
5104
CALL
DELISTED
Syngenta Ag
SYT
$215K ﹤0.01%
3,400
+2,900
+580% +$205K
PL
5105
CALL
DELISTED
PROTECTIVE LIFE CORP
PL
$215K ﹤0.01%
3,100
+1,600
+107% +$111K
NBR icon
5106
PUT
Nabors Industries
NBR
$1.27B
$214K ﹤0.01%
188
-2,372
-93% -$3.16M
QTNT
5107
DELISTED
Quotient Limited Ordinary Shares
QTNT
$214K ﹤0.01%
568
+39
+7% +$14.2K
TC
5108
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$214K ﹤0.01%
97,356
+45,641
+88% +$126K
PIV
5109
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$214K ﹤0.01%
9,917
+150
+2% +$3.24K
AGI icon
5110
Alamos Gold
AGI
$11.6B
$213K ﹤0.01%
26,720
+12,821
+92% +$118K
ENS icon
5111
EnerSys
ENS
$6.78B
$213K ﹤0.01%
3,630
+398
+12% +$25.4K
BNFT
5112
DELISTED
Benefitfocus, Inc.
BNFT
$213K ﹤0.01%
7,912
-1,294
-14% -$47.2K
COLB icon
5113
Columbia Banking Systems
COLB
$8.84B
$212K ﹤0.01%
8,542
+1,756
+26% +$45.3K
RING icon
5114
iShares MSCI Global Gold Miners ETF
RING
$2.27B
$212K ﹤0.01%
11,613
+855
+8% +$18.4K
PNRA
5115
CALL
DELISTED
Panera Bread Co
PNRA
$212K ﹤0.01%
1,300
+300
+30% +$45.3K
RLD
5116
DELISTED
REALD INC COM STK
RLD
$212K ﹤0.01%
22,614
+15,399
+213% +$155K
CE icon
5117
PUT
Celanese
CE
$4.9B
$211K ﹤0.01%
3,600
+2,600
+260% +$160K
NS
5118
PUT
DELISTED
NuStar Energy L.P.
NS
$211K ﹤0.01%
3,200
-19,300
-86% -$1.25M
CEFL
5119
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$211K ﹤0.01%
8,000
– –
BRKL
5120
DELISTED
Brookline Bancorp
BRKL
$210K ﹤0.01%
24,600
+3,022
+14% +$27.4K
GUT
5121
Gabelli Utility Trust
GUT
$569M
$210K ﹤0.01%
30,206
-6,045
-17% -$42.3K
NVO
5122
CALL
Novo Nordisk
NVO
$208B
$210K ﹤0.01%
8,800
+7,600
+633% +$175K
WLYB icon
5123
John Wiley & Sons Class B
WLYB
$2.71B
$210K ﹤0.01%
3,751
+1
+0% +$60
ZNGA
5124
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$210K ﹤0.01%
77,700
-1,173,900
-94% -$3.52M
SRPT icon
5125
PUT
Sarepta Therapeutics
SRPT
$1.57B
$209K ﹤0.01%
9,900
-1,300
-12% -$29.3K
203 204
205
206 207

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.