UBS’s PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX PIV Stock Holding History

UBS’s Portfolio PIV Stock Details PIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$214K	Buy	9,917 +150	+2%	+$3.24K	﹤0.01%	5125
2014 Q2	$210K	Sell	9,767 -333	-3%	-$7.16K	﹤0.01%	5102
2014 Q1	$209K	Buy	10,100 +442	+5%	+$9.15K	﹤0.01%	5146
2013 Q4	$197K	Sell	9,658 -307	-3%	-$6.26K	﹤0.01%	5310
2013 Q3	$187K	Sell	9,965 -16,235	-62%	-$305K	﹤0.01%	5263
2013 Q2	$468K	Buy	+26,200	New	+$468K	﹤0.01%	4170

Other funds holding PIV

PCMC

Paragon Capital Management (Colorado) Denver, Colorado $528M AUM 24.61% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

SWA

SFMG Wealth Advisors Plano, Texas $1.48B AUM 15.85% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Evensky & Katz Coral Gables, Florida $1.94B AUM 22.01% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

LMIM

Lockheed Martin Investment Management Bethesda, Maryland $2.73B AUM 28.24% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS's PIV Position: Q3 2014 in Review

UBS increased its PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) stake by 1.5% in Q3 2014, buying an estimated $3.24K and bringing the position to 9,917 shares worth $214K. The position accounts for ﹤0.01% of the portfolio, ranked #5125.

UBS first reported a position in PIV in Q2 2013 and has held it in 6 quarters since. The position peaked at $468K in Q2 2013. 38 funds tracked by Wall St. Rank hold PIV as of Q3 2014.

UBS held 9,917 shares of PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX worth $214K as of Q3 2014.
UBS bought 150 PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX shares in Q3 2014, an estimated $3.24K.
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5125 holding.
UBS first reported a position in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in Q2 2013 and has held it in 6 quarters since.
UBS's PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX position peaked at $468K in Q2 2013.
38 funds tracked by Wall St. Rank held PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.