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PIV

PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX

Delisted

PIV was delisted on the 29th of February, 2012.

30 hedge funds and large institutions have $166M invested in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

57% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 7

13% more capital invested

Capital invested by funds: $147M → $166M (+$19.1M)

11% more funds holding

Funds holding: 2730 (+3)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.87%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
5
Increased
11
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PCMC
1
Paragon Capital Management (Colorado)
Colorado
$44M -$111K -5,436 -0.3%
Bank of America
2
Bank of America
North Carolina
$30.9M +$1.24M +60,967 +4%
SWA
3
SFMG Wealth Advisors
Texas
$27.8M +$1.27M +62,274 +5%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$22.7M +$1.95M +95,379 +9%
EK
5
Evensky & Katz
Florida
$12.6M +$11K +541 +0.1%
BCI
6
Brinker Capital Investments
Pennsylvania
$8.53M
Wells Fargo
7
Wells Fargo
California
$5.54M +$533K +26,137 +11%
MA
8
Montag & Associates
Georgia
$2.91M -$24.1K -1,180 -0.8%
Morgan Stanley
9
Morgan Stanley
New York
$2.24M +$279K +13,670 +14%
LPL Financial
10
LPL Financial
California
$2.02M -$154K -7,526 -7%
PPA
11
Parametric Portfolio Associates
Washington
$1.83M -$55.5K -2,722 -3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.66M +$689K +33,778 +71%
CWM
13
Concert Wealth Management
California
$646K -$2.54K -125 -0.4%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$410K +$410K +20,107 New
JWBC
15
J.W. Burns & Co
New York
$402K +$36.9K +1,810 +10%
EAM
16
Evanson Asset Management
California
$373K +$373K +18,255 New
NES
17
New England Securities
New York
$344K +$101K +4,932 +41%
1GA
18
1st Global Advisors
Texas
$269K -$22.4K -1,096 -8%
Creative Planning
19
Creative Planning
Kansas
$266K +$117K +5,713 +78%
TH
20
Timber Hill
Connecticut
$219K
U
21
UBS
Switzerland
$197K -$6.26K -307 -3%
PAMU
22
Pictet Asset Management (UK)
United Kingdom
$163K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$139K
RIA
24
Regal Investment Advisors
Michigan
$64K +$64K +3,157 New
Ameriprise
25
Ameriprise
Minnesota
$44K +$28.2K +1,371 +179%

PIV Hedge Fund Activity: Q4 2013 in Review

30 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) for Q4 2013, worth a combined $166M — up 13% from $147M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PIV positions and 2 closed out — a net gain of 3 holders — while 11 added to existing stakes and 7 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $1.95M. The largest seller was DRW Securities, exiting entirely with an estimated $463K sold.

  • 30 institutional investors held PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) as of Q4 2013, up from 27 in Q3 2013.
  • Funds reported $166M of PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX stock for Q4 2013, up 13% quarter-over-quarter.
  • 5 funds opened new PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX positions in Q4 2013 and 2 closed out, a net change of +3 holders.
  • The largest PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX buyer in Q4 2013 was Envestnet Asset Management, an estimated $1.95M added.
  • The largest PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX seller in Q4 2013 was DRW Securities, an estimated $463K sold.

Based on aggregated 13F filings for Q4 2013.