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PIV

PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX

Delisted

PIV was delisted on the 29th of February, 2012.

27 hedge funds and large institutions have $147M invested in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

13% more funds holding

Funds holding: 2427 (+3)

12% more capital invested

Capital invested by funds: $131M → $147M (+$16.1M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
27
Holders Change
+3
Holders Change %
+12.5%
% of All Funds
0.88%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
5
Increased
9
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PCMC
1
Paragon Capital Management (Colorado)
Colorado
$40.6M -$1.15M -61,343 -3%
Bank of America
2
Bank of America
North Carolina
$27.3M +$3.4M +181,095 +14%
SWA
3
SFMG Wealth Advisors
Texas
$24.4M +$923K +49,221 +4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$19M +$2.8M +149,104 +17%
EK
5
Evensky & Katz
Florida
$11.5M +$456K +24,332 +4%
BCI
6
Brinker Capital Investments
Pennsylvania
$7.84M -$816K -43,500 -9%
Wells Fargo
7
Wells Fargo
California
$4.61M -$251K -13,398 -5%
MA
8
Montag & Associates
Georgia
$2.7M -$43.2K -2,300 -2%
LPL Financial
9
LPL Financial
California
$2.03M +$572K +30,054 +39%
Morgan Stanley
10
Morgan Stanley
New York
$1.8M +$777K +41,413 +76%
PPA
11
Parametric Portfolio Associates
Washington
$1.73M +$1.73M +92,253 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$892K +$871K +46,416 +4,220%
CWM
13
Concert Wealth Management
California
$599K -$3.76K -200 -0.6%
DS
14
DRW Securities
Illinois
$463K +$463K +23,611 New
JWBC
15
J.W. Burns & Co
New York
$336K +$22.2K +1,185 +7%
1GA
16
1st Global Advisors
Texas
$268K
NES
17
New England Securities
New York
$224K +$224K +11,915 New
TH
18
Timber Hill
Connecticut
$201K
U
19
UBS
Switzerland
$187K -$305K -16,235 -62%
PAMU
20
Pictet Asset Management (UK)
United Kingdom
$150K
Creative Planning
21
Creative Planning
Kansas
$137K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$128K
BIT
23
BlackRock Institutional Trust
California
$15K +$15K +800 New
Ameriprise
24
Ameriprise
Minnesota
$14K +$1.98K +108 +16%
AIG
25
American International Group
New York
$11.4K +$11.4K +608 New

PIV Hedge Fund Activity: Q3 2013 in Review

27 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) for Q3 2013, worth a combined $147M — up 12% from $131M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PIV positions and 2 closed out — a net gain of 3 holders — while 9 added to existing stakes and 6 trimmed.

The largest buyer was Bank of America, adding an estimated $3.4M. The largest seller was Paragon Capital Management (Colorado), cutting an estimated $1.15M.

  • 27 institutional investors held PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) as of Q3 2013, up from 24 in Q2 2013.
  • Funds reported $147M of PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX stock for Q3 2013, up 12% quarter-over-quarter.
  • 5 funds opened new PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX positions in Q3 2013 and 2 closed out, a net change of +3 holders.
  • The largest PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX buyer in Q3 2013 was Bank of America, an estimated $3.4M added.
  • The largest PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX seller in Q3 2013 was Paragon Capital Management (Colorado), an estimated $1.15M sold.

Based on aggregated 13F filings for Q3 2013.