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PIV

PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX

Delisted

PIV was delisted on the 29th of February, 2012.

45 hedge funds and large institutions have $288M invested in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

125% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 8

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

32% more capital invested

Capital invested by funds: $218M → $288M (+$69.9M)

18% more funds holding

Funds holding: 3845 (+7)

Holders
45
Holders Change
+7
Holders Change %
+18.42%
% of All Funds
1.2%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
14
Increased
18
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$53.7M +$4.36M +187,331 +9%
PCMC
2
Paragon Capital Management (Colorado)
Colorado
$45.1M -$4.49M -193,072 -9%
PAS
3
Park Avenue Securities
New York
$38M +$38M +1,633,319 New
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$37.7M +$648K +27,849 +2%
SWA
5
SFMG Wealth Advisors
Texas
$34.5M +$3.11M +133,603 +10%
Wells Fargo
6
Wells Fargo
California
$17.4M +$1.86M +79,980 +12%
EK
7
Evensky & Katz
Florida
$13.5M -$628K -26,986 -4%
Morgan Stanley
8
Morgan Stanley
New York
$13.3M +$6.96M +299,162 +109%
BCI
9
Brinker Capital Investments
Pennsylvania
$8.4M -$2.33M -100,000 -22%
GI
10
Glovista Investments
New Jersey
$4.77M +$4.77M +205,022 New
LPL Financial
11
LPL Financial
California
$3.19M +$392K +16,833 +14%
LMIM
12
Lockheed Martin Investment Management
Maryland
$3.02M -$3.46M -148,650 -53%
MA
13
Montag & Associates
Georgia
$2.15M +$8.15K +350 +0.4%
PPA
14
Parametric Portfolio Associates
Washington
$1.88M -$455K -19,532 -20%
Goldman Sachs
15
Goldman Sachs
New York
$1.44M +$1.44M +61,656 New
NES
16
New England Securities
New York
$1.3M +$215K +9,235 +20%
ALA
17
Atherton Lane Advisers
California
$998K -$3.73K -160 -0.4%
CWM
18
Concert Wealth Management
California
$843K +$111K +4,738 +15%
Jane Street
19
Jane Street
New York
$780K +$780K +33,487 New
JWBC
20
J.W. Burns & Co
New York
$684K +$78K +3,350 +13%
KA
21
Kovack Advisors
Florida
$535K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$445K +$177K +7,590 +66%
EAM
23
Evanson Asset Management
California
$425K
SG Americas Securities
24
SG Americas Securities
New York
$422K +$70.4K +3,019 +20%
FAT
25
First American Trust
California
$415K +$75.1K +3,228 +22%

PIV Hedge Fund Activity: Q4 2014 in Review

45 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) for Q4 2014, worth a combined $288M — up 32% from $218M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new PIV positions and 6 closed out — a net gain of 8 holders — while 18 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.96M. The largest seller was Paragon Capital Management (Colorado), cutting an estimated $4.49M.

  • 45 institutional investors held PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) as of Q4 2014, up from 38 in Q3 2014.
  • Funds reported $288M of PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX stock for Q4 2014, up 32% quarter-over-quarter.
  • 14 funds opened new PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX positions in Q4 2014 and 6 closed out, a net change of +8 holders.
  • The largest PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX buyer in Q4 2014 was Morgan Stanley, an estimated $6.96M added.
  • The largest PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX seller in Q4 2014 was Paragon Capital Management (Colorado), an estimated $4.49M sold.

Based on aggregated 13F filings for Q4 2014.