U
CEFL

UBS’s ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN CEFL Stock Holding History

UBS’s Portfolio CEFL Stock Details CEFL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$211K Hold
8,000
– – ﹤0.01% 5135
2014
Q2 		$238K Hold
8,000
– – ﹤0.01% 4970
2014
Q1 		$220K Hold
8,000
– – ﹤0.01% 5092
2013
Q4 		$213K Buy
+8,000
New +$205K ﹤0.01% 5229

Other funds holding CEFL

AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
CFA
Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS's CEFL Position: Q3 2014 in Review

UBS held its ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN (CEFL) position steady in Q3 2014 at 8,000 shares worth $211K. The position accounts for ﹤0.01% of the portfolio, ranked #5135.

UBS first reported a position in CEFL in Q4 2013 and has held it in 4 quarters since. The position peaked at $238K in Q2 2014. 5 funds tracked by Wall St. Rank hold CEFL as of Q3 2014.

  • UBS held 8,000 shares of ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN worth $211K as of Q3 2014.
  • UBS left its ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN share count unchanged in Q3 2014.
  • ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5135 holding.
  • UBS first reported a position in ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN in Q4 2013 and has held it in 4 quarters since.
  • UBS's ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN position peaked at $238K in Q2 2014.
  • 5 funds tracked by Wall St. Rank held ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.