Tower Research Capital (TRC)’s ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN CEFL Stock Holding History

Tower Research Capital (TRC)’s Portfolio CEFL Stock Details CEFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-34	Closed	-$1K	–	5533
2014 Q3	$1K	Buy	+34	New	+$973	﹤0.01%	4326

Other funds holding CEFL

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

BRWM

B. Riley Wealth Management Memphis, Tennessee $85.5M AUM 3.46% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Tower Research Capital (TRC)'s CEFL Position: Q4 2014 in Review

Tower Research Capital (TRC) sold out of ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN (CEFL) in Q4 2014, closing a stake of 34 shares — an estimated $1K sold.

Tower Research Capital (TRC) first reported a position in CEFL in Q3 2014 and held it in 1 quarter. The position peaked at $1K in Q3 2014. 7 funds tracked by Wall St. Rank hold CEFL as of Q4 2014.

Tower Research Capital (TRC) reported no remaining ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN position as of Q4 2014 after selling out during the quarter.
Tower Research Capital (TRC) sold 34 ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN shares in Q4 2014, an estimated $1K.
Tower Research Capital (TRC) first reported a position in ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN in Q3 2014 and held it in 1 quarter.
Tower Research Capital (TRC)'s ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN position peaked at $1K in Q3 2014.
7 funds tracked by Wall St. Rank held ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN as of Q4 2014.

Based on Tower Research Capital (TRC)'s 13F filing for Q4 2014, filed 5 Feb 2015.