UBS’s Bank of New York Mellon BNY Stock Holding History

UBS’s Portfolio BNY Stock Details BNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$194K	Sell	5,000 -200	-4%	-$7.78K	﹤0.01%	5202
2014 Q2	$195K	Sell	5,200 -43,500	-89%	-$1.51M	﹤0.01%	5165
2014 Q1	$1.72M	Sell	48,700 -73,300	-60%	-$2.42M	﹤0.01%	2926
2013 Q4	$4.26M	Sell	122,000 -14,500	-11%	-$472K	﹤0.01%	2027
2013 Q3	$4.12M	Buy	136,500 +8,000	+6%	+$245K	﹤0.01%	1870
2013 Q2	$3.6M	Buy	+128,500	New	+$3.69M	﹤0.01%	1927

Other funds holding BNY

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

Berkshire Hathaway Omaha, Nebraska $263B AUM 16.68% 1-Year Est. Return

FMI

Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return

UBS's BNY Position: Q3 2014 in Review

UBS increased its Bank of New York Mellon (BNY) stake by 26% in Q3 2014, buying an estimated $15.9M and bringing the position to 1,977,372 shares worth $76.6M. The position accounts for 0.06% of the portfolio, ranked #340.

UBS first reported a position in BNY in Q2 2013 and has held it in 6 quarters since. 802 funds tracked by Wall St. Rank hold BNY as of Q3 2014.

UBS held 1,977,372 shares of Bank of New York Mellon worth $76.6M as of Q3 2014.
UBS bought 409,990 Bank of New York Mellon shares in Q3 2014, an estimated $15.9M.
Bank of New York Mellon made up 0.06% of UBS's portfolio in Q3 2014, its #340 holding.
UBS first reported a position in Bank of New York Mellon in Q2 2013 and has held it in 6 quarters since.
802 funds tracked by Wall St. Rank held Bank of New York Mellon as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.