UBS’s State Street SPDR Portfolio Short Term Treasury ETF SPTS Stock Holding History

UBS’s Portfolio SPTS Stock Details SPTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$184K	Sell	6,111 -27,430	-82%	-$825K	﹤0.01%	5268
2014 Q2	$1.01M	Buy	33,541 +27,284	+436%	+$819K	﹤0.01%	3535
2014 Q1	$188K	Buy	6,257 +1,683	+37%	+$50.5K	﹤0.01%	5259
2013 Q4	$137K	Buy	4,574 +2,438	+114%	+$73.5K	﹤0.01%	5710
2013 Q3	$64K	Buy	2,136 +888	+71%	+$26.6K	﹤0.01%	6542
2013 Q2	$37K	Buy	+1,248	New	+$37.7K	﹤0.01%	7134

Other funds holding SPTS

CNB

City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

GSC

Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS's SPTS Position: Q3 2014 in Review

UBS reduced its State Street SPDR Portfolio Short Term Treasury ETF (SPTS) stake by 82% in Q3 2014, selling an estimated $825K and leaving 6,111 shares worth $184K. The position accounts for ﹤0.01% of the portfolio, ranked #5268.

UBS first reported a position in SPTS in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.01M in Q2 2014. 11 funds tracked by Wall St. Rank hold SPTS as of Q3 2014.

UBS held 6,111 shares of State Street SPDR Portfolio Short Term Treasury ETF worth $184K as of Q3 2014.
UBS sold 27,430 State Street SPDR Portfolio Short Term Treasury ETF shares in Q3 2014, an estimated $825K.
State Street SPDR Portfolio Short Term Treasury ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5268 holding.
UBS first reported a position in State Street SPDR Portfolio Short Term Treasury ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR Portfolio Short Term Treasury ETF position peaked at $1.01M in Q2 2014.
11 funds tracked by Wall St. Rank held State Street SPDR Portfolio Short Term Treasury ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.