UBS’s GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone GSC Stock Holding History

UBS’s Portfolio GSC Stock Details GSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$168K	Buy	+3,913	New	+$180K	﹤0.01%	5382
2013 Q4	–	Sell	-80	Closed	-$4K	–	11494
2013 Q3	$4K	Sell	80 -1,197	-94%	-$57.2K	﹤0.01%	9711
2013 Q2	$57K	Buy	+1,277	New	+$58.3K	﹤0.01%	6587

Other funds holding GSC

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

BBA

BLB&B Advisors Montgomeryville, Pennsylvania $2.73B AUM 25.76% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

BRR OpCo Columbus, Ohio $814M AUM 9.75% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

UBS's GSC Position: Q3 2014 in Review

UBS opened a new position in GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone (GSC) in Q3 2014: 3,913 shares worth $168K. The stake represents ﹤0.01% of the portfolio and ranks #5382 among its holdings. This is a return to the name: UBS previously reported a position in GSC as recently as Q3 2013.

UBS first reported a position in GSC in Q2 2013 and has held it in 3 quarters since. 13 funds tracked by Wall St. Rank hold GSC as of Q3 2014.

UBS held 3,913 shares of GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone worth $168K as of Q3 2014.
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone was a new UBS position in Q3 2014.
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5382 holding.
UBS first reported a position in GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone in Q2 2013 and has held it in 3 quarters since.
13 funds tracked by Wall St. Rank held GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.