Ameriprise’s GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone GSC Stock Holding History

Ameriprise’s Portfolio GSC Stock Details GSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-343	Closed	-$15K	–	5518
2014 Q3	$15K	Hold	343	–	–	﹤0.01%	4643
2014 Q2	$17K	Hold	343	–	–	﹤0.01%	4427
2014 Q1	$16K	Sell	343 -80	-19%	-$3.74K	﹤0.01%	4318
2013 Q4	$20K	Hold	423	–	–	﹤0.01%	4081
2013 Q3	$20K	Hold	423	–	–	﹤0.01%	4439
2013 Q2	$19K	Buy	+423	New	+$19.3K	﹤0.01%	4340

Other funds holding GSC

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

BBA

BLB&B Advisors Montgomeryville, Pennsylvania $2.73B AUM 25.76% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

BRR OpCo Columbus, Ohio $814M AUM 9.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ameriprise's GSC Position: Q4 2014 in Review

Ameriprise sold out of GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone (GSC) in Q4 2014, closing a stake of 343 shares — an estimated $15K sold.

Ameriprise first reported a position in GSC in Q2 2013 and held it in 6 quarters. The position peaked at $20K in Q4 2013. 15 funds tracked by Wall St. Rank hold GSC as of Q4 2014.

Ameriprise reported no remaining GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 343 GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone shares in Q4 2014, an estimated $15K.
Ameriprise first reported a position in GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone in Q2 2013 and held it in 6 quarters.
Ameriprise's GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone position peaked at $20K in Q4 2013.
15 funds tracked by Wall St. Rank held GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.