Ameriprise

Ameriprise’s GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone GSC Stock Holding History

Ameriprise’s Portfolio GSC Stock Details GSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-343	Closed	-$15K	–	5518
2014 Q3	$15K	Hold	343	–	–	﹤0.01%	4643
2014 Q2	$17K	Hold	343	–	–	﹤0.01%	4427
2014 Q1	$16K	Sell	343 -80	-19%	-$3.74K	﹤0.01%	4318
2013 Q4	$20K	Hold	423	–	–	﹤0.01%	4081
2013 Q3	$20K	Hold	423	–	–	﹤0.01%	4439
2013 Q2	$19K	Buy	+423	New	+$19.3K	﹤0.01%	4340

Other funds holding GSC

Aspiriant LLC Los Angeles, California $3.51B AUM 13.98% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Susquehanna International Group

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

BLB&B Advisors Montgomeryville, Pennsylvania $2.42B AUM 22.12% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

BRR OpCo Columbus, Ohio $814M AUM 9.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return