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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPCC
5376
DELISTED
Infinity Property & Casualty C
IPCC
$166K ﹤0.01%
2,594
+294
+13% +$19.6K
ARG
5377
CALL
DELISTED
Airgas Inc
ARG
$166K ﹤0.01%
1,500
-300
-17% -$33K
DYAX
5378
DELISTED
DYAX CORPORATION
DYAX
$166K ﹤0.01%
16,374
+1,599
+11% +$15.5K
CINF icon
5379
CALL
Cincinnati Financial
CINF
$27.3B
$165K ﹤0.01%
3,500
+2,800
+400% +$134K
DECK icon
5380
PUT
Deckers Outdoor
DECK
$13.2B
$165K ﹤0.01%
10,200
+6,600
+183% +$101K
GEF.B icon
5381
Greif Class B
GEF.B
$4.11B
$165K ﹤0.01%
3,330
+200
+6% +$10.8K
IPGP icon
5382
CALL
IPG Photonics
IPGP
$3.61B
$165K ﹤0.01%
2,400
+200
+9% +$13.5K
NDLS icon
5383
PUT
Noodles & Co
NDLS
$111M
$165K ﹤0.01%
1,075
+937
+679% +$181K
RARE icon
5384
Ultragenyx Pharmaceutical
RARE
$2.45B
$165K ﹤0.01%
2,907
+1,675
+136% +$84.3K
CVGI icon
5385
Commercial Vehicle Group
CVGI
$154M
$164K ﹤0.01%
26,579
-31,527
-54% -$277K
DHI icon
5386
PUT
D.R. Horton
DHI
$40B
$164K ﹤0.01%
8,000
-1,600
-17% -$35.2K
ELSE icon
5387
Electro-Sensors
ELSE
$164K ﹤0.01%
43,941
+1,029
+2% +$4.05K
LE icon
5388
Lands' End
LE
$370M
$164K ﹤0.01%
3,976
+857
+27% +$31.7K
MSB
5389
CALL
Mesabi Trust
MSB
$289M
$164K ﹤0.01%
8,600
+8,300
+2,767% +$162K
EJ
5390
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$164K ﹤0.01%
18,581
+16,109
+652% +$160K
NY
5391
DELISTED
ISHARES NYSE 100 ETF
NY
$164K ﹤0.01%
1,865
-100
-5% -$8.89K
CB
5392
CALL
DELISTED
CHUBB CORPORATION
CB
$164K ﹤0.01%
1,800
-47,200
-96% -$4.3M
FENG
5393
Phoenix New Media
FENG
$18.3M
$163K ﹤0.01%
2,893
-55
-2% -$3.35K
GEL icon
5394
CALL
Genesis Energy
GEL
$1.87B
$163K ﹤0.01%
3,100
+2,000
+182% +$109K
USL icon
5395
United States 12 Month Oil Fund,
USL
$45.1M
$163K ﹤0.01%
3,876
+61
+2% +$2.7K
TCP
5396
PUT
DELISTED
TC Pipelines LP
TCP
$163K ﹤0.01%
2,400
– –
TSRO
5397
DELISTED
TESARO, Inc.
TSRO
$163K ﹤0.01%
6,037
-4,463
-43% -$131K
JYN
5398
DELISTED
Barclays Bank PLC iPath JPY/USD Exchange Rate ETN
JYN
$163K ﹤0.01%
3,140
-100
-3% -$5.54K
PNRA
5399
PUT
DELISTED
Panera Bread Co
PNRA
$163K ﹤0.01%
1,000
-2,600
-72% -$392K
VRNG
5400
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$163K ﹤0.01%
17,303
+15,329
+777% +$335K
214 215
216
217 218

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.