UBS’s PolyMet Mining Corp. PLM Stock Holding History

UBS’s Portfolio PLM Stock Details PLM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$161K	Hold	14,911	–	–	﹤0.01%	5428
2014 Q2	$161K	Sell	14,911 -2,041	-12%	-$24.6K	﹤0.01%	5390
2014 Q1	$232K	Buy	16,952 +9,881	+140%	+$114K	﹤0.01%	5026
2013 Q4	$64K	Sell	7,071 -75	-1%	-$652	﹤0.01%	6655
2013 Q3	$57K	Buy	7,146 +758	+12%	+$6.06K	﹤0.01%	6718
2013 Q2	$45K	Buy	+6,388	New	+$61.5K	﹤0.01%	6877

Other funds holding PLM

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

Elkhorn Partners Omaha, Nebraska $157M AUM 11.91% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

BAM

Baring Asset Management London, United Kingdom $1.71B AUM 36.27% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Geneva Advisors Chicago, Illinois $5.81B AUM 23.71% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

UBS's PLM Position: Q3 2014 in Review

UBS held its PolyMet Mining Corp. (PLM) position steady in Q3 2014 at 14,911 shares worth $161K. The position accounts for ﹤0.01% of the portfolio, ranked #5428.

UBS first reported a position in PLM in Q2 2013 and has held it in 6 quarters since. The position peaked at $232K in Q1 2014. 37 funds tracked by Wall St. Rank hold PLM as of Q3 2014.

UBS held 14,911 shares of PolyMet Mining Corp. worth $161K as of Q3 2014.
UBS left its PolyMet Mining Corp. share count unchanged in Q3 2014.
PolyMet Mining Corp. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5428 holding.
UBS first reported a position in PolyMet Mining Corp. in Q2 2013 and has held it in 6 quarters since.
UBS's PolyMet Mining Corp. position peaked at $232K in Q1 2014.
37 funds tracked by Wall St. Rank held PolyMet Mining Corp. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.