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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVU
4676
PUT
DELISTED
SUPERVALU Inc.
SVU
$300K ﹤0.01%
5,214
-2,700
-34% -$142K
JRCC
4677
CALL
DELISTED
JAMES RIVER COAL NEW
JRCC
$300K ﹤0.01%
151,600
+149,500
+7,119% +$302K
IHC
4678
DELISTED
Independence Holding Company
IHC
$300K ﹤0.01%
21,000
+20,146
+2,359% +$282K
DXD icon
4679
CALL
ProShares UltraShort Dow 30
DXD
$42.2M
$299K ﹤0.01%
445
+70
+19% +$46.6K
FMY
4680
First Trust Mortgage Income Fund
FMY
$49M
$299K ﹤0.01%
19,213
-509
-3% -$7.88K
WABC icon
4681
Westamerica Bancorp
WABC
$1.38B
$299K ﹤0.01%
6,007
-1,828
-23% -$88.4K
WAL icon
4682
Western Alliance Bancorporation
WAL
$8.79B
$299K ﹤0.01%
15,807
+10,150
+179% +$177K
BABZ
4683
DELISTED
PIMCO BUILD AMERICA BOND FD ETF
BABZ
$299K ﹤0.01%
6,040
-1,173
-16% -$58.2K
FHN icon
4684
First Horizon
FHN
$12.2B
$298K ﹤0.01%
27,166
-16,187
-37% -$191K
NCO
4685
DELISTED
NUVEEN CALIF MUN MKT OPPOR FD
NCO
$298K ﹤0.01%
21,434
+19,827
+1,234% +$271K
FCEL icon
4686
FuelCell Energy
FCEL
$1.73B
$297K ﹤0.01%
53
-91
-63% -$495K
HY icon
4687
Hyster-Yale Materials Handling
HY
$599M
$297K ﹤0.01%
3,313
+1,152
+53% +$88.3K
MSI icon
4688
PUT
Motorola Solutions
MSI
$72.3B
$297K ﹤0.01%
5,000
+3,100
+163% +$178K
NX icon
4689
Quanex
NX
$819M
$297K ﹤0.01%
15,768
+12,404
+369% +$218K
THS
4690
DELISTED
Treehouse Foods
THS
$297K ﹤0.01%
4,435
+1,892
+74% +$130K
TIPZ icon
4691
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.8M
$297K ﹤0.01%
5,256
+2,869
+120% +$161K
WTM icon
4692
White Mountains Insurance
WTM
$5.2B
$297K ﹤0.01%
523
+310
+146% +$180K
NUAN
4693
PUT
DELISTED
Nuance Communications, Inc.
NUAN
$297K ﹤0.01%
18,365
– –
EOCC
4694
DELISTED
Enel Generacion Chile S.A.
EOCC
$297K ﹤0.01%
10,215
-2,351
-19% -$67.5K
REE
4695
DELISTED
RARE ELEMENT RES LTD
REE
$297K ﹤0.01%
111,116
+15,977
+17% +$35.5K
LO
4696
CALL
DELISTED
LORILLARD INC COM STK
LO
$296K ﹤0.01%
6,600
-118,600
-95% -$5.23M
AXON
4697
PUT
Axon Enterprise
AXON
$42.5B
$295K ﹤0.01%
19,800
+8,000
+68% +$85.9K
CARZ icon
4698
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$46M
$295K ﹤0.01%
7,577
-10,872
-59% -$406K
JKS
4699
CALL
JinkoSolar
JKS
$793M
$295K ﹤0.01%
13,100
+12,100
+1,210% +$179K
MVT
4700
DELISTED
BlackRock MuniVest Fund II
MVT
$295K ﹤0.01%
20,387
-27,031
-57% -$389K
186 187
188
189 190

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.