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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNP
4176
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$538K ﹤0.01%
38,588
+200
+0.5% +$2.81K
RSPS icon
4177
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$250M
$537K ﹤0.01%
27,540
+3,895
+16% +$75.5K
SHYG icon
4178
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$537K ﹤0.01%
10,850
+1,850
+21% +$92.9K
BWLD
4179
PUT
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$537K ﹤0.01%
4,000
+1,800
+82% +$266K
INVN
4180
PUT
DELISTED
Invensense Inc
INVN
$537K ﹤0.01%
27,200
+3,500
+15% +$82.5K
OZK icon
4181
Bank OZK
OZK
$5.57B
$536K ﹤0.01%
17,008
+12,782
+302% +$412K
PVTB
4182
DELISTED
PrivateBancorp Inc
PVTB
$536K ﹤0.01%
17,920
-368
-2% -$10.8K
SPMD icon
4183
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.3B
$535K ﹤0.01%
19,431
-6,153
-24% -$175K
SN
4184
DELISTED
Sanchez Energy Corporation
SN
$535K ﹤0.01%
20,385
-55,024
-73% -$1.75M
CDP icon
4185
COPT Defense Properties
CDP
$4.35B
$534K ﹤0.01%
20,791
-1,625
-7% -$45.5K
TMH
4186
CALL
DELISTED
Team Health Holdings Inc
TMH
$534K ﹤0.01%
+9,200
New +$513K
FIDU icon
4187
Fidelity MSCI Industrials Index ETF
FIDU
$2.29B
$533K ﹤0.01%
19,479
-849
-4% -$23.6K
LEMB icon
4188
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$742M
$532K ﹤0.01%
10,969
+750
+7% +$38.1K
ORBK
4189
DELISTED
Orbotech Ltd
ORBK
$532K ﹤0.01%
34,154
+4,523
+15% +$72.1K
AX icon
4190
PUT
Axos Financial
AX
$5.6B
$531K ﹤0.01%
29,200
+17,200
+143% +$325K
EWJ icon
4191
PUT
iShares MSCI Japan ETF
EWJ
$22.1B
$531K ﹤0.01%
11,275
+7,450
+195% +$356K
VRTS icon
4192
Virtus Investment Partners
VRTS
$1.09B
$531K ﹤0.01%
3,058
+389
+15% +$79.1K
CHGG icon
4193
CALL
Chegg
CHGG
$118M
$530K ﹤0.01%
85,000
+83,500
+5,567% +$550K
ECOL
4194
DELISTED
US Ecology, Inc.
ECOL
$530K ﹤0.01%
11,334
+5,211
+85% +$239K
HELI
4195
DELISTED
CHC GROUP LTD SHS NEW (CYM)
HELI
$530K ﹤0.01%
3,157
-206
-6% -$42.6K
WY icon
4196
PUT
Weyerhaeuser
WY
$16.9B
$529K ﹤0.01%
16,600
-232,700
-93% -$7.63M
ARR
4197
CALL
Armour Residential REIT
ARR
$2.33B
$528K ﹤0.01%
3,428
-320
-9% -$53.8K
HDGE icon
4198
AdvisorShares Ranger Equity Bear ETF
HDGE
$59.8M
$528K ﹤0.01%
4,430
-2,084
-32% -$245K
BIG
4199
DELISTED
Big Lots, Inc.
BIG
$528K ﹤0.01%
12,271
-93
-0.8% -$4.23K
EQY
4200
DELISTED
Equity One
EQY
$528K ﹤0.01%
24,424
+5,459
+29% +$127K
166 167
168
169 170

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.