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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEF icon
4126
Greif
GEF
$4.96B
$562K ﹤0.01%
12,833
+847
+7% +$42.3K
PIR
4127
DELISTED
Pier 1 Imports, Inc.
PIR
$561K ﹤0.01%
2,360
-590
-20% -$177K
SWC
4128
CALL
DELISTED
Stillwater Mining Co
SWC
$561K ﹤0.01%
37,300
+2,800
+8% +$50.3K
FXC icon
4129
CALL
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.2M
$559K ﹤0.01%
6,300
+3,400
+117% +$311K
HNW
4130
DELISTED
Pioneer Diversified High Income Fund
HNW
$559K ﹤0.01%
28,246
+5,393
+24% +$112K
SO icon
4131
PUT
Southern Company
SO
$106B
$559K ﹤0.01%
12,800
+10,200
+392% +$448K
NIB
4132
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$559K ﹤0.01%
12,796
-60,068
-82% -$2.51M
PER
4133
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$559K ﹤0.01%
57,551
+2,901
+5% +$34K
RIT
4134
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$559K ﹤0.01%
49,808
+15,626
+46% +$181K
KPTI icon
4135
Karyopharm Therapeutics
KPTI
$159M
$558K ﹤0.01%
+1,064
New +$600K
ILMN icon
4136
PUT
Illumina
ILMN
$31B
$557K ﹤0.01%
3,495
-9,663
-73% -$1.62M
MDYV icon
4137
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
$557K ﹤0.01%
13,558
+644
+5% +$27.4K
SWBI icon
4138
Smith & Wesson
SWBI
$669M
$557K ﹤0.01%
76,829
-80,074
-51% -$746K
MTOR
4139
DELISTED
MERITOR, Inc.
MTOR
$557K ﹤0.01%
51,356
-86,872
-63% -$1.13M
MDU icon
4140
CALL
MDU Resources
MDU
$4.17B
$556K ﹤0.01%
52,598
– –
PAI
4141
Western Asset Investment Grade Income Fund
PAI
$113M
$556K ﹤0.01%
41,561
-1,689
-4% -$23K
XRT icon
4142
CALL
State Street SPDR S&P Retail ETF
XRT
$453M
$556K ﹤0.01%
13,000
-1,800
-12% -$78K
UBNK
4143
DELISTED
United Financial Bancorp, Inc.
UBNK
$556K ﹤0.01%
43,828
-19,989
-31% -$253K
AMH icon
4144
American Homes 4 Rent
AMH
$11.9B
$555K ﹤0.01%
32,872
+2,173
+7% +$38.8K
BC icon
4145
Brunswick
BC
$5.18B
$555K ﹤0.01%
13,177
+4,219
+47% +$179K
SJT
4146
San Juan Basin Royalty Trust
SJT
$120M
$555K ﹤0.01%
29,177
-5,868
-17% -$109K
CAMP
4147
PUT
DELISTED
CalAmp Corp.
CAMP
$555K ﹤0.01%
1,370
+735
+116% +$311K
HOG icon
4148
PUT
Harley-Davidson
HOG
$2.59B
$553K ﹤0.01%
9,500
-3,600
-27% -$230K
TM icon
4149
PUT
Toyota
TM
$227B
$552K ﹤0.01%
4,700
-1,700
-27% -$200K
EEB
4150
DELISTED
Invesco BRIC ETF
EEB
$552K ﹤0.01%
16,204
+2,553
+19% +$93.5K
164 165
166
167 168

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.