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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONE icon
4101
Vanguard Russell 1000 ETF
VONE
$8.22B
$576K ﹤0.01%
6,336
+32
+0.5% +$2.92K
GGE
4102
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$576K ﹤0.01%
29,532
+635
+2% +$12.2K
RBCN
4103
DELISTED
Rubicon Technology, Inc.
RBCN
$575K ﹤0.01%
13,525
-199
-1% -$13.6K
FF icon
4104
Future Fuel
FF
$218M
$574K ﹤0.01%
48,292
-1,385
-3% -$20.3K
TGH
4105
DELISTED
Textainer Group Holdings limited
TGH
$573K ﹤0.01%
18,416
-73,629
-80% -$2.64M
DBS
4106
DELISTED
Invesco DB Silver Fund
DBS
$573K ﹤0.01%
20,682
-958
-4% -$31.1K
CSIQ icon
4107
PUT
Canadian Solar
CSIQ
$1B
$572K ﹤0.01%
16,000
+8,200
+105% +$266K
RGEN icon
4108
Repligen
RGEN
$7.03B
$572K ﹤0.01%
28,694
+5,627
+24% +$118K
BGG
4109
DELISTED
Briggs & Stratton Corp.
BGG
$572K ﹤0.01%
31,734
+1,181
+4% +$23.1K
ARIA
4110
CALL
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$572K ﹤0.01%
105,900
+400
+0.4% +$2.34K
EAT icon
4111
Brinker International
EAT
$9B
$571K ﹤0.01%
11,233
+3,566
+47% +$171K
SCHL icon
4112
Scholastic
SCHL
$789M
$571K ﹤0.01%
17,658
-4,780
-21% -$166K
GSK icon
4113
CALL
GSK
GSK
$104B
$570K ﹤0.01%
9,920
+3,360
+51% +$206K
NSC icon
4114
PUT
Norfolk Southern
NSC
$75B
$569K ﹤0.01%
5,100
-1,000
-16% -$106K
EOCC
4115
DELISTED
Enel Generacion Chile S.A.
EOCC
$569K ﹤0.01%
18,682
-1,713
-8% -$54.4K
NRO
4116
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$568K ﹤0.01%
123,603
+5,725
+5% +$27.3K
CIE
4117
CALL
DELISTED
Cobalt International Energy, Inc
CIE
$567K ﹤0.01%
2,780
-1,713
-38% -$397K
GWPH
4118
CALL
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$566K ﹤0.01%
7,000
-200
-3% -$17.7K
AMN icon
4119
AMN Healthcare
AMN
$1.35B
$565K ﹤0.01%
36,000
+27,695
+333% +$395K
FTCS icon
4120
First Trust Capital Strength ETF
FTCS
$7.95B
$565K ﹤0.01%
15,888
+4,291
+37% +$152K
SSO icon
4121
PUT
ProShares Ultra S&P500
SSO
$7.76B
$565K ﹤0.01%
76,800
-14,400
-16% -$106K
IRC
4122
DELISTED
INLAND REAL ESTATE CORP
IRC
$565K ﹤0.01%
57,001
-5,897
-9% -$61.3K
GRPN icon
4123
PUT
Groupon
GRPN
$1.06B
$564K ﹤0.01%
4,220
+2,355
+126% +$307K
BCPC
4124
Balchem Corp
BCPC
$5.23B
$563K ﹤0.01%
9,949
+1,140
+13% +$60.7K
AVP
4125
PUT
DELISTED
Avon Products, Inc.
AVP
$563K ﹤0.01%
44,700
– –
163 164
165
166 167

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.