U
GGE

UBS’s Guggenheim Enhncd Eqty Strtgy Fd GGE Stock Holding History

UBS’s Portfolio GGE Stock Details GGE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$576K Buy
29,532
+635
+2% +$12.2K ﹤0.01% 4117
2014
Q2 		$555K Sell
28,897
-31,518
-52% -$597K ﹤0.01% 4128
2014
Q1 		$1.13M Buy
60,415
+23,928
+66% +$445K ﹤0.01% 3373
2013
Q4 		$670K Buy
36,487
+5,354
+17% +$97.4K ﹤0.01% 4002
2013
Q3 		$557K Sell
31,133
-4,541
-13% -$81.1K ﹤0.01% 4019
2013
Q2 		$632K Buy
+35,674
New +$658K ﹤0.01% 3847

Other funds holding GGE

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PMFA
Plante Moran Financial Advisors Southfield, Michigan $1.55B AUM 17.93% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CCS
Crosspoint Capital Strategies Orinda, California $50.4M AUM 15.37% 1-Year Est. Return
GGPS
Gary Goldberg Planning Services Suffern, New York $238M AUM 11.72% 1-Year Est. Return

UBS's GGE Position: Q3 2014 in Review

UBS increased its Guggenheim Enhncd Eqty Strtgy Fd (GGE) stake by 2.2% in Q3 2014, buying an estimated $12.2K and bringing the position to 29,532 shares worth $576K. The position accounts for ﹤0.01% of the portfolio, ranked #4117.

UBS first reported a position in GGE in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.13M in Q1 2014. 21 funds tracked by Wall St. Rank hold GGE as of Q3 2014.

  • UBS held 29,532 shares of Guggenheim Enhncd Eqty Strtgy Fd worth $576K as of Q3 2014.
  • UBS bought 635 Guggenheim Enhncd Eqty Strtgy Fd shares in Q3 2014, an estimated $12.2K.
  • Guggenheim Enhncd Eqty Strtgy Fd made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4117 holding.
  • UBS first reported a position in Guggenheim Enhncd Eqty Strtgy Fd in Q2 2013 and has held it in 6 quarters since.
  • UBS's Guggenheim Enhncd Eqty Strtgy Fd position peaked at $1.13M in Q1 2014.
  • 21 funds tracked by Wall St. Rank held Guggenheim Enhncd Eqty Strtgy Fd as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.