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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSG
4051
DELISTED
CHAMBERS STR PPTYS COM
CSG
$610K ﹤0.01%
80,991
+469
+0.6% +$3.67K
PRK icon
4052
Park National Corp
PRK
$3.74B
$608K ﹤0.01%
8,068
+514
+7% +$39.4K
CERN
4053
CALL
DELISTED
Cerner Corp
CERN
$608K ﹤0.01%
10,200
-13,000
-56% -$731K
PRU icon
4054
CALL
Prudential Financial
PRU
$42.6B
$607K ﹤0.01%
6,900
-100
-1% -$8.94K
GST
4055
DELISTED
Gastar Exploration Inc.
GST
$607K ﹤0.01%
103,478
-15,381
-13% -$113K
MHN
4056
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$605K ﹤0.01%
45,335
-6,397
-12% -$86.1K
IFEU
4057
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$605K ﹤0.01%
17,261
-7,493
-30% -$279K
PLL
4058
CALL
DELISTED
PALL CORP
PLL
$603K ﹤0.01%
+7,200
New +$590K
RVBD
4059
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$603K ﹤0.01%
32,517
-10,267
-24% -$193K
OLP
4060
One Liberty Properties
OLP
$532M
$602K ﹤0.01%
29,764
-1,223
-4% -$26K
PINC
4061
DELISTED
Premier
PINC
$602K ﹤0.01%
18,331
+15,988
+682% +$479K
TUZ
4062
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$601K ﹤0.01%
11,803
+8,046
+214% +$410K
DRTX
4063
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
$601K ﹤0.01%
47,351
+17,185
+57% +$257K
AV
4064
DELISTED
Aviva Plc
AV
$601K ﹤0.01%
35,520
+3,243
+10% +$55.6K
SHY icon
4065
CALL
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$600K ﹤0.01%
+7,100
New +$600K
VEGI icon
4066
iShares MSCI Agriculture Producers ETF
VEGI
$152M
$600K ﹤0.01%
22,515
+1,400
+7% +$38.3K
BAF
4067
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$600K ﹤0.01%
42,450
+1,819
+4% +$25.5K
AMD icon
4068
CALL
Advanced Micro Devices
AMD
$791B
$599K ﹤0.01%
175,800
-383,190
-69% -$1.55M
LTC
4069
LTC Properties
LTC
$2.06B
$599K ﹤0.01%
16,221
-369
-2% -$14.5K
ZNH
4070
DELISTED
China Southern Airlines Company Limited
ZNH
$599K ﹤0.01%
36,718
+4,397
+14% +$73.7K
EP.PRC icon
4071
El Paso Energy Capital Trust I
EP.PRC
$222M
$598K ﹤0.01%
10,486
+167
+2% +$9.5K
PSI icon
4072
Invesco Semiconductors ETF
PSI
$2.27B
$598K ﹤0.01%
77,967
-4,473
-5% -$33.9K
FAD icon
4073
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$560M
$597K ﹤0.01%
13,108
-399
-3% -$18.6K
GD icon
4074
PUT
General Dynamics
GD
$103B
$597K ﹤0.01%
4,700
+1,700
+57% +$206K
CUZ icon
4075
Cousins Properties
CUZ
$5.25B
$596K ﹤0.01%
17,685
-268
-1% -$9.54K
161 162
163
164 165

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.