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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XAR icon
4026
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.88B
$629K ﹤0.01%
12,582
+628
+5% +$31.4K
HK
4027
CALL
DELISTED
Halcon Resources Corporation
HK
$628K ﹤0.01%
920
-11
-1% -$10.7K
IAE
4028
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$90.3M
$627K ﹤0.01%
49,625
-4,588
-8% -$61.3K
FOR icon
4029
Forestar Group
FOR
$1.47B
$626K ﹤0.01%
35,331
+434
+1% +$8.31K
PHD
4030
DELISTED
Pioneer Floating Rate Fund
PHD
$626K ﹤0.01%
53,302
-13,798
-21% -$168K
KF
4031
Korea Fund
KF
$237M
$624K ﹤0.01%
15,042
+9,976
+197% +$431K
AKRX
4032
PUT
DELISTED
Akorn Inc
AKRX
$624K ﹤0.01%
17,200
+4,400
+34% +$158K
ROIC
4033
DELISTED
Retail Opportunity Investments Corp.
ROIC
$623K ﹤0.01%
42,415
+2,471
+6% +$38.6K
AVK
4034
Advent Convertible and Income Fund
AVK
$543M
$622K ﹤0.01%
36,843
+4,238
+13% +$77.4K
DUK icon
4035
PUT
Duke Energy
DUK
$98.4B
$621K ﹤0.01%
8,300
-3,600
-30% -$263K
HOUS
4036
DELISTED
Anywhere Real Estate
HOUS
$620K ﹤0.01%
16,655
-41,448
-71% -$1.62M
WTS icon
4037
Watts Water Technologies
WTS
$11.5B
$620K ﹤0.01%
10,642
-18,917
-64% -$1.16M
HLX icon
4038
Helix Energy Solutions
HLX
$1.36B
$618K ﹤0.01%
28,004
-6,142
-18% -$157K
EUO icon
4039
ProShares UltraShort Euro
EUO
$34.7M
$617K ﹤0.01%
30,908
+17,619
+133% +$321K
JGG
4040
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$617K ﹤0.01%
49,903
+18,944
+61% +$238K
MTG icon
4041
CALL
MGIC Investment
MTG
$6.44B
$616K ﹤0.01%
78,900
+48,200
+157% +$395K
WBS icon
4042
Webster Financial
WBS
$12.5B
$616K ﹤0.01%
21,137
-1,061
-5% -$31.5K
PACD
4043
DELISTED
Pacific Drilling S A
PACD
$616K ﹤0.01%
7,446
-17,798
-71% -$1.71M
CMCO icon
4044
Columbus McKinnon
CMCO
$596M
$614K ﹤0.01%
27,937
+1,827
+7% +$46.1K
AKS
4045
PUT
DELISTED
AK Steel Holding Corp
AKS
$614K ﹤0.01%
76,700
-217,100
-74% -$2.02M
EGAS
4046
DELISTED
Gas Natural Inc.
EGAS
$614K ﹤0.01%
51,972
-822
-2% -$9.48K
ACOR
4047
CALL
DELISTED
Acorda Therapeutics
ACOR
$613K ﹤0.01%
151
-247
-62% -$927K
ESI icon
4048
Element Solutions
ESI
$8.68B
$611K ﹤0.01%
24,408
+454
+2% +$12K
OIA icon
4049
Invesco Municipal Income Opportunities Trust
OIA
$293M
$610K ﹤0.01%
89,901
+8,847
+11% +$60.8K
ILB
4050
DELISTED
PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
ILB
$610K ﹤0.01%
12,748
-822
-6% -$41.5K
160 161
162
163 164

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.