UBS’s Retail Opportunity Investments Corp. ROIC Stock Holding History

UBS’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$623K	Buy	42,415 +2,471	+6%	+$38.6K	﹤0.01%	4048
2014 Q2	$628K	Sell	39,944 -880	-2%	-$13.8K	﹤0.01%	4004
2014 Q1	$610K	Sell	40,824 -111	-0.3%	-$1.62K	﹤0.01%	4022
2013 Q4	$603K	Sell	40,935 -6,996	-15%	-$102K	﹤0.01%	4117
2013 Q3	$662K	Sell	47,931 -10,048	-17%	-$137K	﹤0.01%	3810
2013 Q2	$806K	Buy	+57,979	New	+$836K	﹤0.01%	3575

Other funds holding ROIC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

ACI

AMP Capital Investors Sydney, Australia $2.37B AUM 23.59% 1-Year Est. Return

ACM

Adelante Capital Management Alameda, California $1.46B AUM 8.98% 1-Year Est. Return

FTCM

Fir Tree Capital Management New York $21.8M AUM 1.61% 1-Year Est. Return

CI Investments Inc Toronto, Ontario, Canada $20.6B AUM 29.22% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ACM

AEW Capital Management Boston, Massachusetts $1.38B AUM 4.64% 1-Year Est. Return

UBS's ROIC Position: Q3 2014 in Review

UBS increased its Retail Opportunity Investments Corp. (ROIC) stake by 6.2% in Q3 2014, buying an estimated $38.6K and bringing the position to 42,415 shares worth $623K. The position accounts for ﹤0.01% of the portfolio, ranked #4048.

UBS first reported a position in ROIC in Q2 2013 and has held it in 6 quarters since. The position peaked at $806K in Q2 2013. 174 funds tracked by Wall St. Rank hold ROIC as of Q3 2014.

UBS held 42,415 shares of Retail Opportunity Investments Corp. worth $623K as of Q3 2014.
UBS bought 2,471 Retail Opportunity Investments Corp. shares in Q3 2014, an estimated $38.6K.
Retail Opportunity Investments Corp. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4048 holding.
UBS first reported a position in Retail Opportunity Investments Corp. in Q2 2013 and has held it in 6 quarters since.
UBS's Retail Opportunity Investments Corp. position peaked at $806K in Q2 2013.
174 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.