UBS’s Pioneer Floating Rate Fund PHD Stock Holding History

UBS’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$626K	Sell	53,302 -13,798	-21%	-$168K	﹤0.01%	4045
2014 Q2	$837K	Sell	67,100 -22,554	-25%	-$278K	﹤0.01%	3726
2014 Q1	$1.13M	Buy	89,654 +11,755	+15%	+$151K	﹤0.01%	3368
2013 Q4	$991K	Sell	77,899 -68,286	-47%	-$850K	﹤0.01%	3558
2013 Q3	$1.83M	Buy	146,185 +1,348	+0.9%	+$17.4K	﹤0.01%	2684
2013 Q2	$1.92M	Buy	+144,837	New	+$1.99M	﹤0.01%	2585

Other funds holding PHD

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

BCC

Bain Capital Credit Boston, Massachusetts $368M AUM 9.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

UBS's PHD Position: Q3 2014 in Review

UBS reduced its Pioneer Floating Rate Fund (PHD) stake by 21% in Q3 2014, selling an estimated $168K and leaving 53,302 shares worth $626K. The position accounts for ﹤0.01% of the portfolio, ranked #4045.

UBS first reported a position in PHD in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.92M in Q2 2013. 41 funds tracked by Wall St. Rank hold PHD as of Q3 2014.

UBS held 53,302 shares of Pioneer Floating Rate Fund worth $626K as of Q3 2014.
UBS sold 13,798 Pioneer Floating Rate Fund shares in Q3 2014, an estimated $168K.
Pioneer Floating Rate Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4045 holding.
UBS first reported a position in Pioneer Floating Rate Fund in Q2 2013 and has held it in 6 quarters since.
UBS's Pioneer Floating Rate Fund position peaked at $1.92M in Q2 2013.
41 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.