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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INY
4201
DELISTED
SPDR NUVEEN BARCLAYS N Y MUN BD ETF
INY
$528K ﹤0.01%
22,725
+127
+0.6% +$2.93K
SVU
4202
CALL
DELISTED
SUPERVALU Inc.
SVU
$527K ﹤0.01%
8,429
+658
+8% +$42.3K
HLT icon
4203
Hilton Worldwide
HLT
$72.5B
$526K ﹤0.01%
7,124
+4,078
+134% +$303K
ISCG icon
4204
iShares Morningstar Small-Cap Growth ETF
ISCG
$972M
$526K ﹤0.01%
25,032
-3,042
-11% -$65.7K
IPU
4205
DELISTED
SPDR S&P International Utilities Sector
IPU
$526K ﹤0.01%
27,906
+7,555
+37% +$147K
PVA
4206
PUT
DELISTED
PENN VIRGINIA CORP
PVA
$526K ﹤0.01%
41,400
+34,000
+459% +$477K
NATI
4207
DELISTED
National Instruments Corp
NATI
$525K ﹤0.01%
16,991
+1,674
+11% +$54.2K
CLC
4208
DELISTED
Clarcor
CLC
$525K ﹤0.01%
8,309
+1,156
+16% +$71.5K
AFFX
4209
DELISTED
Affymetrix Inc
AFFX
$525K ﹤0.01%
65,787
+23,110
+54% +$198K
ET icon
4210
CALL
Energy Transfer Partners
ET
$69.6B
$524K ﹤0.01%
17,000
-17,600
-51% -$517K
ZAGG
4211
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$524K ﹤0.01%
93,987
-5,034
-5% -$28.6K
STZ icon
4212
PUT
Constellation Brands
STZ
$22.3B
$523K ﹤0.01%
6,000
+2,900
+94% +$252K
CCA
4213
DELISTED
MFS California Municipal Fund
CCA
$523K ﹤0.01%
48,500
-1,486
-3% -$16.2K
ALL icon
4214
CALL
Allstate
ALL
$68.3B
$522K ﹤0.01%
8,500
-2,600
-23% -$156K
CNX icon
4215
CALL
CNX Resources
CNX
$4.9B
$522K ﹤0.01%
16,560
-110,640
-87% -$3.71M
WDR
4216
PUT
DELISTED
Waddell & Reed Financial, Inc.
WDR
$522K ﹤0.01%
10,100
+10,000
+10,000% +$557K
MCP
4217
DELISTED
MOLYCORP INC COM STK
MCP
$522K ﹤0.01%
438,445
-297,453
-40% -$558K
MONT
4218
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
$522K ﹤0.01%
25,000
-35,000
-58% -$744K
RAD
4219
CALL
DELISTED
Rite Aid Corporation
RAD
$521K ﹤0.01%
5,380
-3,470
-39% -$448K
TRST
4220
Trustco Bank Corp NY
TRST
$963M
$520K ﹤0.01%
16,160
-2,329
-13% -$78.7K
TIF
4221
PUT
DELISTED
Tiffany & Co.
TIF
$520K ﹤0.01%
5,400
+1,800
+50% +$179K
PSL icon
4222
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$85M
$519K ﹤0.01%
11,012
+331
+3% +$15.4K
ADRE
4223
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$518K ﹤0.01%
13,211
+6,590
+100% +$273K
PCBK
4224
DELISTED
Pacific Continental Corp
PCBK
$518K ﹤0.01%
40,281
+12,051
+43% +$162K
FUBC
4225
DELISTED
1st United Bancorp (Florida)
FUBC
$518K ﹤0.01%
60,788
-17,856
-23% -$154K
167 168
169
170 171

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.