UBS’s iShares Morningstar Small-Cap Growth ETF ISCG Stock Holding History

UBS’s Portfolio ISCG Stock Details ISCG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$526K	Sell	25,032 -3,042	-11%	-$65.7K	﹤0.01%	4219
2014 Q2	$628K	Sell	28,074 -120	-0.4%	-$2.55K	﹤0.01%	4001
2014 Q1	$615K	Sell	28,194 -4,314	-13%	-$94.7K	﹤0.01%	4015
2013 Q4	$718K	Buy	32,508 +6,306	+24%	+$134K	﹤0.01%	3922
2013 Q3	$538K	Buy	26,202 +714	+3%	+$14K	﹤0.01%	4056
2013 Q2	$463K	Buy	+25,488	New	+$448K	﹤0.01%	4183

Other funds holding ISCG

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

CPSAC

Chas P. Smith & Associates (CPS) Lakeland, Florida $1.84B AUM 13.62% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

CMP

Courage Miller Partners Norfolk, Virginia $379M AUM 16.36% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

UBS's ISCG Position: Q3 2014 in Review

UBS reduced its iShares Morningstar Small-Cap Growth ETF (ISCG) stake by 11% in Q3 2014, selling an estimated $65.7K and leaving 25,032 shares worth $526K. The position accounts for ﹤0.01% of the portfolio, ranked #4219.

UBS first reported a position in ISCG in Q2 2013 and has held it in 6 quarters since. The position peaked at $718K in Q4 2013. 33 funds tracked by Wall St. Rank hold ISCG as of Q3 2014.

UBS held 25,032 shares of iShares Morningstar Small-Cap Growth ETF worth $526K as of Q3 2014.
UBS sold 3,042 iShares Morningstar Small-Cap Growth ETF shares in Q3 2014, an estimated $65.7K.
iShares Morningstar Small-Cap Growth ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4219 holding.
UBS first reported a position in iShares Morningstar Small-Cap Growth ETF in Q2 2013 and has held it in 6 quarters since.
UBS's iShares Morningstar Small-Cap Growth ETF position peaked at $718K in Q4 2013.
33 funds tracked by Wall St. Rank held iShares Morningstar Small-Cap Growth ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.