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iShares Morningstar Small-Cap Growth ETF

32 hedge funds and large institutions have $55.6M invested in iShares Morningstar Small-Cap Growth ETF in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more capital invested

Capital invested by funds: $28.9M → $55.6M (+$26.7M)

92.43% more ownership

Funds ownership: 147.53%239.96% (+92%)

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

3% less funds holding

Funds holding: 3332 (-1)

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
13
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CPSAC
1
Chas P. Smith & Associates (CPS)
Florida
$27.2M +$17.4M +819,594 +198%
NFG
2
Noven Financial Group
Colorado
$3.79M +$3.64M +171,690 New
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3.47M +$1.66M +78,000 +98%
Morgan Stanley
4
Morgan Stanley
New York
$2.8M -$561K -26,460 -17%
Bank of America
5
Bank of America
North Carolina
$2.71M -$623K -29,382 -19%
LPL Financial
6
LPL Financial
California
$2.36M +$12.1K +570 +0.5%
CMP
7
Courage Miller Partners
Virginia
$2.14M -$316K -14,910 -13%
NPC
8
National Planning Corporation
California
$2.05M +$94.2K +4,440 +5%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.6M -$59.3K -2,796 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.08M +$955K +45,012 +1,092%
MHS
11
M Holdings Securities
Oregon
$1.05M +$1.01M +47,700 New
Citigroup
12
Citigroup
New York
$875K +$201K +9,480 +31%
U
13
UBS
Switzerland
$718K +$134K +6,306 +24%
AIG
14
American International Group
New York
$695K +$363K +17,106 +119%
Ameriprise
15
Ameriprise
Minnesota
$634K -$10.9K -516 -2%
AHC
16
Adell Harriman & Carpenter
Texas
$415K +$16.9K +798 +4%
ICAS
17
Investors Capital Advisory Services
Massachusetts
$407K +$127K +5,976 +48%
BO
18
BRR OpCo
Ohio
$282K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$257K -$1.02K -48 -0.4%
Wells Fargo
20
Wells Fargo
California
$254K +$11.2K +528 +5%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$200K +$193K +9,072 New
MA
22
MCF Advisors
Kentucky
$184K +$127 +6 +0.1%
MFS
23
MSI Financial Services
Massachusetts
$140K -$255 -12 -0.2%
WA
24
WFG Advisors
Texas
$63K
DSC
25
Duncker Streett & Co
Missouri
$49K

ISCG Hedge Fund Activity: Q4 2013 in Review

32 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap Growth ETF (ISCG) for Q4 2013, worth a combined $55.6M — up 92% from $28.9M a quarter earlier.

Fund positioning in ISCG was balanced in Q4 2013: 5 funds opened new positions, 5 closed out, 13 added to existing stakes and 7 trimmed.

The largest buyer was Chas P. Smith & Associates (CPS), adding an estimated $17.4M. The largest seller was Bank of America, cutting an estimated $623K.

  • 32 institutional investors held iShares Morningstar Small-Cap Growth ETF (ISCG) as of Q4 2013, down from 33 in Q3 2013.
  • Funds reported $55.6M of iShares Morningstar Small-Cap Growth ETF stock for Q4 2013, up 92% quarter-over-quarter.
  • 5 funds opened new iShares Morningstar Small-Cap Growth ETF positions in Q4 2013 and 5 closed out, a net change of 0 holders.
  • The largest iShares Morningstar Small-Cap Growth ETF buyer in Q4 2013 was Chas P. Smith & Associates (CPS), an estimated $17.4M added.
  • The largest iShares Morningstar Small-Cap Growth ETF seller in Q4 2013 was Bank of America, an estimated $623K sold.

Based on aggregated 13F filings for Q4 2013.