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iShares Morningstar Small-Cap Growth ETF

33 hedge funds and large institutions have $28.9M invested in iShares Morningstar Small-Cap Growth ETF in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 5

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

4.82% more ownership

Funds ownership: 142.7%147.53% (+4.8%)

3% more funds holding

Funds holding: 3233 (+1)

53% less capital invested

Capital invested by funds: $61.7M → $28.9M (-$32.8M)

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
17
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CPSAC
1
Chas P. Smith & Associates (CPS)
Florida
$8.49M +$48.8K +2,484 +0.6%
Morgan Stanley
2
Morgan Stanley
New York
$3.15M +$253K +12,888 +9%
Bank of America
3
Bank of America
North Carolina
$3.12M +$1.69M +86,232 +131%
CMP
4
Courage Miller Partners
Virginia
$2.3M -$384K -19,530 -15%
LPL Financial
5
LPL Financial
California
$2.21M +$119K +6,042 +6%
NPC
6
National Planning Corporation
California
$1.84M +$463K +23,586 +36%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.63M +$1.29M +65,568 +480%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.55M +$17.3K +882 +1%
Citigroup
9
Citigroup
New York
$619K +$451K +22,986 +321%
Ameriprise
10
Ameriprise
Minnesota
$601K +$2.24K +114 +0.4%
U
11
UBS
Switzerland
$538K +$14K +714 +3%
VKH
12
Virtu KCG Holdings
New York
$460K +$440K +22,398 New
AHC
13
Adell Harriman & Carpenter
Texas
$370K +$23.6K +1,200 +7%
AIG
14
American International Group
New York
$296K +$105K +5,328 +59%
BO
15
BRR OpCo
Ohio
$262K
ICAS
16
Investors Capital Advisory Services
Massachusetts
$256K +$245K +12,486 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$240K +$67.4K +3,432 +42%
Wells Fargo
18
Wells Fargo
California
$226K +$12.5K +636 +6%
MA
19
MCF Advisors
Kentucky
$184K
MFS
20
MSI Financial Services
Massachusetts
$131K +$12.7K +648 +11%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$85K -$1.09M -55,644 -93%
SFS
22
Signator Financial Services
Massachusetts
$70K
WA
23
WFG Advisors
Texas
$59K +$19.1K +972 +52%
DSC
24
Duncker Streett & Co
Missouri
$46K
JA
25
JOYN Advisors
Georgia
$42K +$40.4K +2,058 New

ISCG Hedge Fund Activity: Q3 2013 in Review

33 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap Growth ETF (ISCG) for Q3 2013, worth a combined $28.9M — down 53% from $61.7M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new ISCG positions and 2 closed out — a net gain of 1 holder — while 17 added to existing stakes and 5 trimmed.

The largest buyer was Bank of America, adding an estimated $1.69M. The largest seller was Royal Bank of Canada, cutting an estimated $1.09M.

  • 33 institutional investors held iShares Morningstar Small-Cap Growth ETF (ISCG) as of Q3 2013, up from 32 in Q2 2013.
  • Funds reported $28.9M of iShares Morningstar Small-Cap Growth ETF stock for Q3 2013, down 53% quarter-over-quarter.
  • 3 funds opened new iShares Morningstar Small-Cap Growth ETF positions in Q3 2013 and 2 closed out, a net change of +1 holder.
  • The largest iShares Morningstar Small-Cap Growth ETF buyer in Q3 2013 was Bank of America, an estimated $1.69M added.
  • The largest iShares Morningstar Small-Cap Growth ETF seller in Q3 2013 was Royal Bank of Canada, an estimated $1.09M sold.

Based on aggregated 13F filings for Q3 2013.