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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLB icon
4251
Dolby
DLB
$4.9B
$506K ﹤0.01%
12,107
+276
+2% +$12.2K
NBIX icon
4252
CALL
Neurocrine Biosciences
NBIX
$18.7B
$506K ﹤0.01%
32,300
+31,100
+2,592% +$465K
RRX icon
4253
Regal Rexnord
RRX
$13.5B
$506K ﹤0.01%
7,884
-1,884
-19% -$136K
SNCR
4254
DELISTED
Synchronoss Technologies
SNCR
$506K ﹤0.01%
1,228
+1,069
+672% +$385K
IBMD
4255
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$506K ﹤0.01%
9,567
-13,411
-58% -$709K
SGMO
4256
CALL
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$505K ﹤0.01%
46,800
+40,800
+680% +$533K
KBAL
4257
DELISTED
Kimball International
KBAL
$505K ﹤0.01%
42,988
+35,975
+513% +$448K
FNSR
4258
DELISTED
Finisar Corp
FNSR
$505K ﹤0.01%
30,375
-295,204
-91% -$5.71M
DRYS
4259
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
NQM
4260
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$502K ﹤0.01%
33,785
-2,142
-6% -$31.4K
FXE icon
4261
Invesco CurrencyShares Euro Currency Trust
FXE
$346M
$500K ﹤0.01%
4,016
+1,536
+62% +$201K
GAM
4262
General American Investors Company
GAM
$1.55B
$500K ﹤0.01%
13,496
+11,937
+766% +$446K
SQQQ icon
4263
ProShares UltraPro Short QQQ
SQQQ
$2.08B
$500K ﹤0.01%
1
– –
FTF
4264
Franklin Limited Duration Income Trust
FTF
$232M
$499K ﹤0.01%
40,325
+7,626
+23% +$97.4K
SBSI icon
4265
Southside Bancshares
SBSI
$960M
$499K ﹤0.01%
16,960
+4,493
+36% +$123K
CMGE
4266
DELISTED
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
$499K ﹤0.01%
23,675
+9,283
+65% +$167K
TZA icon
4267
Direxion Daily Small Cap Bear 3x ETF
TZA
$246M
$498K ﹤0.01%
18
+13
+260% +$316K
AVA icon
4268
Avista
AVA
$3.39B
$497K ﹤0.01%
16,268
-20,370
-56% -$650K
MFM
4269
Aberdeen Municipal Income Fund
MFM
$222M
$497K ﹤0.01%
75,875
-82,601
-52% -$534K
HNI icon
4270
HNI Corp
HNI
$3.14B
$496K ﹤0.01%
13,759
+398
+3% +$15K
WNRL
4271
DELISTED
Western Refining Logistics, LP
WNRL
$496K ﹤0.01%
14,243
-658
-4% -$21.9K
CIT
4272
CALL
DELISTED
CIT Group Inc.
CIT
$496K ﹤0.01%
10,800
-96,900
-90% -$4.59M
RRC icon
4273
PUT
Range Resources
RRC
$9.24B
$495K ﹤0.01%
7,300
-3,200
-30% -$244K
FNFV
4274
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$495K ﹤0.01%
+47,202
New +$563K
RHT
4275
PUT
DELISTED
Red Hat Inc
RHT
$494K ﹤0.01%
8,800
+2,000
+29% +$117K
169 170
171
172 173

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.