UBS’s State Street SPDR Portfolio S&P 400 Mid Cap ETF SPMD Stock Holding History

UBS’s Portfolio SPMD Stock Details SPMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$535K	Sell	19,431 -6,153	-24%	-$175K	﹤0.01%	4198
2014 Q2	$740K	Sell	25,584 -585	-2%	-$16.3K	﹤0.01%	3841
2014 Q1	$733K	Sell	26,169 -115,899	-82%	-$3.21M	﹤0.01%	3828
2013 Q4	$3.91M	Buy	142,068 +22,080	+18%	+$631K	﹤0.01%	2120
2013 Q3	$3.34M	Sell	119,988 -4,761	-4%	-$128K	﹤0.01%	2080
2013 Q2	$3.16M	Buy	+124,749	New	+$3.16M	﹤0.01%	2059

Other funds holding SPMD

ODCM

Old Dominion Capital Management Charlottesville, Virginia $467M AUM 25.94% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

CCT

Chemung Canal Trust Elmira, New York $541M AUM 32.42% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS's SPMD Position: Q3 2014 in Review

UBS reduced its State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) stake by 24% in Q3 2014, selling an estimated $175K and leaving 19,431 shares worth $535K. The position accounts for ﹤0.01% of the portfolio, ranked #4198.

UBS first reported a position in SPMD in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.91M in Q4 2013. 26 funds tracked by Wall St. Rank hold SPMD as of Q3 2014.

UBS held 19,431 shares of State Street SPDR Portfolio S&P 400 Mid Cap ETF worth $535K as of Q3 2014.
UBS sold 6,153 State Street SPDR Portfolio S&P 400 Mid Cap ETF shares in Q3 2014, an estimated $175K.
State Street SPDR Portfolio S&P 400 Mid Cap ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4198 holding.
UBS first reported a position in State Street SPDR Portfolio S&P 400 Mid Cap ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR Portfolio S&P 400 Mid Cap ETF position peaked at $3.91M in Q4 2013.
26 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 400 Mid Cap ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.