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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHII
3901
DELISTED
PHI, Inc.
PHII
$719K ﹤0.01%
17,112
+282
+2% +$11.5K
IUSG icon
3902
iShares Core S&P US Growth ETF
IUSG
$31.3B
$718K ﹤0.01%
19,216
-3,994
-17% -$149K
SWIR
3903
DELISTED
Sierra Wireless
SWIR
$718K ﹤0.01%
26,843
+5,894
+28% +$142K
WLT
3904
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$718K ﹤0.01%
306,741
-240,128
-44% -$1.24M
HUM icon
3905
CALL
Humana
HUM
$44B
$717K ﹤0.01%
5,500
+3,900
+244% +$496K
JOE icon
3906
St. Joe Company
JOE
$3.62B
$717K ﹤0.01%
35,966
-3,061
-8% -$68.7K
RSPN icon
3907
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$717K ﹤0.01%
42,035
-9,435
-18% -$162K
NQI
3908
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$717K ﹤0.01%
55,421
+14,297
+35% +$186K
CIEN icon
3909
CALL
Ciena
CIEN
$52.7B
$716K ﹤0.01%
42,800
-7,600
-15% -$149K
DYN
3910
DELISTED
Dynegy, Inc.
DYN
$715K ﹤0.01%
24,766
+13,010
+111% +$386K
AAWW
3911
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$715K ﹤0.01%
21,650
+19,368
+849% +$670K
DXCM icon
3912
DexCom
DXCM
$28.8B
$713K ﹤0.01%
71,308
-19,644
-22% -$201K
SIRI icon
3913
PUT
SiriusXM
SIRI
$10.4B
$713K ﹤0.01%
20,430
-10,970
-35% -$383K
LCI
3914
DELISTED
Lannett Company, Inc.
LCI
$713K ﹤0.01%
3,901
+3,649
+1,448% +$584K
ANR
3915
PUT
DELISTED
Alpha Natural Resources Inc
ANR
$712K ﹤0.01%
286,900
+147,100
+105% +$507K
BZT
3916
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$712K ﹤0.01%
26,346
+1,925
+8% +$55.4K
DBO icon
3917
Invesco DB Oil Fund
DBO
$396M
$710K ﹤0.01%
26,162
-17,915
-41% -$513K
SHLO
3918
DELISTED
Shiloh Industries Inc
SHLO
$710K ﹤0.01%
41,719
-4,807
-10% -$83.9K
PCRX icon
3919
PUT
Pacira BioSciences
PCRX
$1.06B
$708K ﹤0.01%
7,300
+7,100
+3,550% +$691K
PVG
3920
DELISTED
PRETIUM RESOURCES INC.
PVG
$708K ﹤0.01%
136,114
+17,204
+14% +$121K
EXXI
3921
PUT
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$708K ﹤0.01%
62,400
-160,200
-72% -$2.85M
OPK icon
3922
CALL
Opko Health
OPK
$993M
$706K ﹤0.01%
83,000
+9,400
+13% +$82.6K
DBV
3923
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$706K ﹤0.01%
27,458
+6,323
+30% +$165K
FLC
3924
Flaherty & Crumrine Total Return Fund
FLC
$174M
$705K ﹤0.01%
35,696
+3,651
+11% +$71.8K
GRID
3925
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.3B
$705K ﹤0.01%
19,868
+37
+0.2% +$1.36K
155 156
157
158 159

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.