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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
3851
CALL
Carnival Corporation Ltd
CCL
$38.1B
$747K ﹤0.01%
18,600
-24,700
-57% -$935K
PZC
3852
DELISTED
PIMCO California Municipal Income Fund III
PZC
$747K ﹤0.01%
71,788
-2,119
-3% -$22.1K
EVER
3853
DELISTED
Everbank Financial Corp
EVER
$747K ﹤0.01%
42,324
-755
-2% -$14.3K
CYT
3854
DELISTED
CYTEC INDS INC
CYT
$747K ﹤0.01%
15,779
-5,953
-27% -$305K
FOF icon
3855
Cohen & Steers Closed End Opportunity Fund
FOF
$369M
$745K ﹤0.01%
57,157
+5,625
+11% +$75.9K
JCI icon
3856
CALL
Johnson Controls International
JCI
$85.1B
$744K ﹤0.01%
16,140
-115,268
-88% -$5.81M
RDC
3857
PUT
DELISTED
Rowan Companies Plc
RDC
$744K ﹤0.01%
29,400
+27,000
+1,125% +$796K
SPR
3858
DELISTED
Spirit AeroSystems
SPR
$743K ﹤0.01%
19,526
-5,145
-21% -$188K
MNKD icon
3859
PUT
MannKind Corp
MNKD
$1.19B
$741K ﹤0.01%
25,080
-8,840
-26% -$349K
SNN icon
3860
Smith & Nephew
SNN
$13.7B
$741K ﹤0.01%
22,015
-10,948
-33% -$382K
RTR
3861
DELISTED
Oppenheimer ADR Revenue ETF
RTR
$741K ﹤0.01%
18,754
+4,022
+27% +$166K
GLV
3862
Clough Global Dividend & Income Fund
GLV
$77.6M
$740K ﹤0.01%
51,753
-2,609
-5% -$39.4K
XNTK icon
3863
State Street SPDR NYSE Technology ETF
XNTK
$1.94B
$740K ﹤0.01%
15,254
-1,232
-7% -$59.9K
AGU
3864
PUT
DELISTED
Agrium
AGU
$739K ﹤0.01%
8,300
+1,300
+19% +$119K
AKBA icon
3865
Akebia Therapeutics
AKBA
$338M
$738K ﹤0.01%
33,318
+16,587
+99% +$381K
HSBC icon
3866
CALL
HSBC
HSBC
$352B
$738K ﹤0.01%
16,828
-4,991
-23% -$227K
SZYM
3867
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$738K ﹤0.01%
98,939
-18,763
-16% -$175K
UIL
3868
DELISTED
UIL HOLDINGS
UIL
$738K ﹤0.01%
20,852
-83,730
-80% -$3.06M
AMWD
3869
PUT
DELISTED
American Woodmark
AMWD
$737K ﹤0.01%
20,000
– –
FXY icon
3870
CALL
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$737K ﹤0.01%
8,300
+1,900
+30% +$178K
YOKU
3871
PUT
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$737K ﹤0.01%
41,100
-3,400
-8% -$68.4K
EWEM
3872
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$736K ﹤0.01%
21,580
-1,220
-5% -$44.2K
CLDX icon
3873
Celldex Therapeutics
CLDX
$2.94B
$735K ﹤0.01%
3,783
-471
-11% -$103K
TRN icon
3874
CALL
Trinity Industries
TRN
$2.92B
$734K ﹤0.01%
21,807
+7,084
+48% +$235K
FXF icon
3875
Invesco CurrencyShares Swiss Franc Trust
FXF
$411M
$733K ﹤0.01%
7,160
+1,265
+21% +$135K
153 154
155
156 157

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.