UBS’s Invesco S&P 500 Equal Weight Industrials ETF RSPN Stock Holding History

UBS’s Portfolio RSPN Stock Details RSPN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$717K	Sell	42,035 -9,435	-18%	-$162K	﹤0.01%	3922
2014 Q2	$890K	Buy	51,470 +18,410	+56%	+$311K	﹤0.01%	3664
2014 Q1	$548K	Buy	33,060 +6,590	+25%	+$107K	﹤0.01%	4128
2013 Q4	$433K	Sell	26,470 -16,460	-38%	-$253K	﹤0.01%	4493
2013 Q3	$623K	Sell	42,930 -51,825	-55%	-$732K	﹤0.01%	3880
2013 Q2	$1.26M	Buy	+94,755	New	+$1.26M	﹤0.01%	3062

Other funds holding RSPN

WSTAM

Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS's RSPN Position: Q3 2014 in Review

UBS reduced its Invesco S&P 500 Equal Weight Industrials ETF (RSPN) stake by 18% in Q3 2014, selling an estimated $162K and leaving 42,035 shares worth $717K. The position accounts for ﹤0.01% of the portfolio, ranked #3922.

UBS first reported a position in RSPN in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.26M in Q2 2013. 23 funds tracked by Wall St. Rank hold RSPN as of Q3 2014.

UBS held 42,035 shares of Invesco S&P 500 Equal Weight Industrials ETF worth $717K as of Q3 2014.
UBS sold 9,435 Invesco S&P 500 Equal Weight Industrials ETF shares in Q3 2014, an estimated $162K.
Invesco S&P 500 Equal Weight Industrials ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3922 holding.
UBS first reported a position in Invesco S&P 500 Equal Weight Industrials ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco S&P 500 Equal Weight Industrials ETF position peaked at $1.26M in Q2 2013.
23 funds tracked by Wall St. Rank held Invesco S&P 500 Equal Weight Industrials ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.