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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEN
3351
DELISTED
First Trust Energy Income and Growth Fund
FEN
$974K ﹤0.01%
30,417
-22,539
-43% -$735K
NMO
3352
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$974K ﹤0.01%
79,405
+29,523
+59% +$357K
ASRT
3353
CALL
DELISTED
Assertio
ASRT
$973K ﹤0.01%
2,170
+720
+50% +$294K
NXGN
3354
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$973K ﹤0.01%
44,756
+13,117
+41% +$280K
LLL
3355
CALL
DELISTED
L3 Technologies, Inc.
LLL
$973K ﹤0.01%
10,300
-900
-8% -$83K
NSM
3356
PUT
DELISTED
Nationstar Mortgage Holdings
NSM
$973K ﹤0.01%
17,300
+5,800
+50% +$283K
MMD
3357
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$971K ﹤0.01%
60,394
+52,975
+714% +$867K
YPF icon
3358
CALL
YPF
YPF
$19.7B
$970K ﹤0.01%
48,200
+46,200
+2,310% +$792K
AVNT icon
3359
Avient
AVNT
$3.29B
$969K ﹤0.01%
31,554
-3,957
-11% -$112K
CNQ icon
3360
PUT
Canadian Natural Resources
CNQ
$96.9B
$968K ﹤0.01%
63,711
+52,955
+492% +$795K
OPLN
3361
Openlane
OPLN
$4.28B
$968K ﹤0.01%
90,623
+81,162
+858% +$810K
VIA
3362
DELISTED
Viacom Inc. Class A
VIA
$967K ﹤0.01%
11,541
-260
-2% -$20.2K
BMA icon
3363
Banco Macro
BMA
$5.81B
$966K ﹤0.01%
40,250
-20,488
-34% -$368K
NBW
3364
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$966K ﹤0.01%
66,173
+10,273
+18% +$145K
ARLP icon
3365
Alliance Resource Partners
ARLP
$3.34B
$965K ﹤0.01%
26,034
-36,086
-58% -$1.36M
IPD
3366
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$965K ﹤0.01%
25,124
+25,065
+42,483% +$915K
LNC icon
3367
CALL
Lincoln National
LNC
$7.92B
$962K ﹤0.01%
22,900
-23,100
-50% -$975K
VIAB
3368
PUT
DELISTED
Viacom Inc. Class B
VIAB
$961K ﹤0.01%
11,500
-76,200
-87% -$5.9M
WNR
3369
CALL
DELISTED
Western Refining Inc
WNR
$961K ﹤0.01%
32,000
-236,300
-88% -$6.95M
SAVE
3370
DELISTED
Spirit Airlines, Inc.
SAVE
$959K ﹤0.01%
27,986
+6,063
+28% +$201K
HEQ
3371
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$957K ﹤0.01%
57,567
+5,760
+11% +$97.3K
IAE
3372
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$88.9M
$956K ﹤0.01%
71,257
-1,175
-2% -$15.4K
ALNY icon
3373
Alnylam Pharmaceuticals
ALNY
$38.3B
$954K ﹤0.01%
14,910
+10,649
+250% +$531K
EWRI
3374
DELISTED
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
EWRI
$954K ﹤0.01%
22,289
-25,351
-53% -$1.07M
ABBV icon
3375
PUT
AbbVie
ABBV
$465B
$953K ﹤0.01%
21,300
-11,000
-34% -$488K
133 134
135
136 137

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.